UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PPLI
2076
People Inc
PPLI
$3.13B
| $4.6M | ﹤0.01% |
411,850
+52,742
| +15% | +$557K |
|
|
GG
2077
PUT
DELISTED
Goldcorp Inc
GG
| $4.6M | ﹤0.01% |
278,300
+103,100
| +59% | +$1.82M |
|
2078
Comstock Resources
CRK
$3.94B
| $4.59M | ﹤0.01% |
601,170
+600,955
| +279,514% | +$3.33M |
|
|
WPS
2079
DELISTED
iShares International Developed Property ETF
WPS
| $4.59M | ﹤0.01% |
121,101
+1,428
| +1% | +$54K |
|
|
GOLD
2080
DELISTED
Randgold Resources Ltd
GOLD
| $4.58M | ﹤0.01% |
45,775
-1,866
| -4% | -$202K |
|
|
GRMN
2081
CALL
Garmin
GRMN
$58.8B
| $4.57M | ﹤0.01% |
95,000
+88,900
| +1,457% | +$4.39M |
|
2082
Invesco S&P 500 High Beta ETF
SPHB
$994M
| $4.56M | ﹤0.01% |
138,715
+10,383
| +8% | +$327K |
|
|
HPF
2083
John Hancock Preferred Income Fund II
HPF
$344M
| $4.55M | ﹤0.01% |
202,048
+34,809
| +21% | +$791K |
|
|
OCSI
2084
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $4.54M | ﹤0.01% |
530,713
-58,576
| -10% | -$498K |
|
2085
Diamondback Energy
FANG
$55.9B
| $4.54M | ﹤0.01% |
47,024
+11,189
| +31% | +$1.03M |
|
2086
CALL
Mastercard
MA
$500B
| $4.54M | ﹤0.01% |
44,600
+15,000
| +51% | +$1.44M |
|
|
IBMJ
2087
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $4.53M | ﹤0.01% |
174,465
+16,206
| +10% | +$424K |
|
2088
Signet Jewelers
SIG
$3.69B
| $4.53M | ﹤0.01% |
60,746
+31,706
| +109% | +$2.68M |
|
2089
Clearway Energy Class C
CWEN
$4.99B
| $4.52M | ﹤0.01% |
266,357
+188,456
| +242% | +$3.24M |
|
|
NSL
2090
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $4.51M | ﹤0.01% |
689,840
-82,074
| -11% | -$513K |
|
|
MMU
2091
Western Asset Managed Municipals Fund
MMU
$547M
| $4.5M | ﹤0.01% |
297,032
-2,179
| -0.7% | -$33.5K |
|
2092
VanEck Retail ETF
RTH
$262M
| $4.5M | ﹤0.01% |
57,726
+9,876
| +21% | +$783K |
|
2093
ICF International
ICFI
$1.52B
| $4.5M | ﹤0.01% |
101,484
+8,232
| +9% | +$345K |
|
2094
Nordic American Tanker
NAT
$1.36B
| $4.49M | ﹤0.01% |
447,942
-174,534
| -28% | -$2.03M |
|
2095
Invesco Trust Investment Grade Municipals
VGM
$549M
| $4.49M | ﹤0.01% |
318,298
+16,375
| +5% | +$235K |
|
2096
Gentherm
THRM
$1.28B
| $4.48M | ﹤0.01% |
142,648
+17,829
| +14% | +$589K |
|
|
DNY
2097
DELISTED
DONNELLEY R R & SONS CO
DNY
| $4.48M | ﹤0.01% |
285,097
-35,584
| -11% | -$559K |
|
|
RMT
2098
Royce Micro-Cap Trust
RMT
$742M
| $4.48M | ﹤0.01% |
573,521
+25,288
| +5% | +$196K |
|
2099
PUT
Advance Auto Parts
AAP
$3.36B
| $4.47M | ﹤0.01% |
30,000
-30,000
| -50% | -$4.79M |
|
|
NBL
2100
DELISTED
Noble Energy, Inc.
NBL
| $4.46M | ﹤0.01% |
124,935
-9,193
| -7% | -$323K |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.