UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
| $9.07M | ﹤0.01% |
92,796
+9,324
| +11% | +$937K |
|
2052
CALL
Becton Dickinson
BDX
$48.2B
| $9.06M | ﹤0.01% |
+35,046
| New | +$9.47M |
|
2053
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $9.06M | ﹤0.01% |
394,883
+157,864
| +67% | +$3.69M |
|
2054
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.9B
| $9.06M | ﹤0.01% |
201,104
+10,261
| +5% | +$483K |
|
2055
Brixmor Property Group
BRX
$9.32B
| $9.03M | ﹤0.01% |
434,610
-15,285
| -3% | -$339K |
|
2056
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
| $9.03M | ﹤0.01% |
317,546
-47,196
| -13% | -$1.41M |
|
2057
PUT
PayPal
PYPL
$50.5B
| $9.03M | ﹤0.01% |
154,400
-234,400
| -60% | -$15.3M |
|
2058
PUT
Dick's Sporting Goods
DKS
$18.7B
| $9.01M | ﹤0.01% |
83,000
+53,000
| +177% | +$6.71M |
|
|
EFOR
2059
Everforth Inc
EFOR
$1.32B
| $9.01M | ﹤0.01% |
110,282
+1,807
| +2% | +$144K |
|
|
PPL
2060
PUT
PPL Corp
PPL
$26.7B
| $9M | ﹤0.01% |
382,200
-82,300
| -18% | -$2.13M |
|
2061
Antero Resources
AR
$10.7B
| $8.99M | ﹤0.01% |
354,277
+104,769
| +42% | +$2.7M |
|
|
HZNP
2062
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $8.99M | ﹤0.01% |
77,700
-1,341,500
| -95% | -$144M |
|
2063
Badger Meter
BMI
$4.03B
| $8.98M | ﹤0.01% |
62,431
-8,558
| -12% | -$1.35M |
|
2064
CALL
The Mosaic Company
MOS
$7.33B
| $8.96M | ﹤0.01% |
251,812
+3,912
| +2% | +$150K |
|
2065
Invesco Municipal Trust
VKQ
$551M
| $8.96M | ﹤0.01% |
1,074,811
-43,817
| -4% | -$402K |
|
|
RFMZ
2066
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
| $8.95M | ﹤0.01% |
726,700
-4,666
| -0.6% | -$64K |
|
2067
HEICO Corp Class A
HEI.A
$37.2B
| $8.94M | ﹤0.01% |
69,176
-89,816
| -56% | -$12.2M |
|
2068
XPO
XPO
$23.7B
| $8.92M | ﹤0.01% |
119,424
+19,906
| +20% | +$1.37M |
|
2069
Post Holdings
POST
$3.57B
| $8.92M | ﹤0.01% |
103,979
+68,790
| +195% | +$6M |
|
2070
CALL
Constellation Energy
CEG
$95.6B
| $8.88M | ﹤0.01% |
+81,400
| New | +$8.39M |
|
2071
GoDaddy
GDDY
$11.5B
| $8.87M | ﹤0.01% |
119,147
-62,433
| -34% | -$4.61M |
|
2072
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
| $8.85M | ﹤0.01% |
355,601
-9,707
| -3% | -$251K |
|
2073
Essent Group
ESNT
$6.33B
| $8.84M | ﹤0.01% |
186,990
-11,828
| -6% | -$586K |
|
|
XIFR
2074
XPLR Infrastructure LP
XIFR
$1.08B
| $8.84M | ﹤0.01% |
297,545
-132,492
| -31% | -$6.71M |
|
2075
PUT
Lockheed Martin
LMT
$136B
| $8.83M | ﹤0.01% |
21,600
-22,200
| -51% | -$9.85M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.