UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
CALL
Exelon
EXC
$47B
| $11.1M | ﹤0.01% |
269,745
-362,408
| -57% | -$13.6M |
|
2052
PUT
Novavax
NVAX
$1.31B
| $11.1M | ﹤0.01% |
77,500
+47,500
| +158% | +$8.16M |
|
2053
Vornado Realty Trust
VNO
$7.38B
| $11.1M | ﹤0.01% |
264,714
-64,845
| -20% | -$2.8M |
|
2054
Invesco WilderHill Clean Energy ETF
PBW
$429M
| $11M | ﹤0.01% |
154,704
-34,896
| -18% | -$2.85M |
|
|
TBLD
2055
Thornburg Income Builder Opportunities Trust
TBLD
$716M
| $11M | ﹤0.01% |
591,753
+288,656
| +95% | +$5.58M |
|
2056
C4 Therapeutics
CCCC
$412M
| $11M | ﹤0.01% |
342,798
-74,555
| -18% | -$2.95M |
|
2057
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $11M | ﹤0.01% |
+243,600
| New | +$10.5M |
|
2058
EQT Corp
EQT
$32.3B
| $11M | ﹤0.01% |
505,694
+156,626
| +45% | +$3.28M |
|
|
AQUA
2059
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $11M | ﹤0.01% |
235,925
+76,280
| +48% | +$3.32M |
|
|
Y
2060
DELISTED
Alleghany Corp
Y
| $11M | ﹤0.01% |
16,521
+1,074
| +7% | +$716K |
|
|
ETV
2061
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
| $11M | ﹤0.01% |
658,334
+21,593
| +3% | +$356K |
|
2062
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
| $11M | ﹤0.01% |
122,220
-2,441
| -2% | -$224K |
|
2063
Invesco International Dividend Achievers ETF
PID
$919M
| $11M | ﹤0.01% |
595,807
+47,443
| +9% | +$861K |
|
2064
PUT
US Bancorp
USB
$99.6B
| $11M | ﹤0.01% |
195,800
+75,300
| +62% | +$4.45M |
|
2065
Azenta
AZTA
$1.48B
| $11M | ﹤0.01% |
106,566
+16,730
| +19% | +$1.81M |
|
2066
CALL
Medtronic
MDT
$112B
| $11M | ﹤0.01% |
106,204
+32,305
| +44% | +$3.74M |
|
2067
Mercury Systems
MRCY
$6.52B
| $11M | ﹤0.01% |
199,270
+71,256
| +56% | +$3.61M |
|
2068
Dentsply Sirona
XRAY
$2.43B
| $10.9M | ﹤0.01% |
196,111
-92,656
| -32% | -$5.1M |
|
2069
National Grid
NGG
$81.3B
| $10.9M | ﹤0.01% |
168,097
-6,690
| -4% | -$393K |
|
2070
VanEck Agribusiness ETF
MOO
$969M
| $10.9M | ﹤0.01% |
114,578
+2,934
| +3% | +$277K |
|
2071
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $10.9M | ﹤0.01% |
884,876
+37,687
| +4% | +$458K |
|
2072
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $10.9M | ﹤0.01% |
431,501
-93,702
| -18% | -$2.37M |
|
2073
Lamar Advertising Co
LAMR
$16.3B
| $10.9M | ﹤0.01% |
89,704
-4,115
| -4% | -$480K |
|
2074
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
| $10.9M | ﹤0.01% |
189,773
+5,600
| +3% | +$317K |
|
2075
Harley-Davidson
HOG
$2.71B
| $10.9M | ﹤0.01% |
288,178
+74,953
| +35% | +$2.8M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.