UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
Imperial Oil
IMO
$60.4B
| $4.34M | ﹤0.01% |
385,439
+62,857
| +19% | +$1.31M |
|
2052
PUT
Colgate-Palmolive
CL
$74.4B
| $4.34M | ﹤0.01% |
65,400
-90,600
| -58% | -$6.39M |
|
2053
PUT
Thermo Fisher Scientific
TMO
$220B
| $4.34M | ﹤0.01% |
15,300
-12,500
| -45% | -$3.94M |
|
2054
Neurocrine Biosciences
NBIX
$16.6B
| $4.34M | ﹤0.01% |
50,096
-24,952
| -33% | -$2.44M |
|
2055
PUT
Global Payments
GPN
$22.8B
| $4.33M | ﹤0.01% |
30,000
-52,500
| -64% | -$9.59M |
|
2056
Ionis Pharmaceuticals
IONS
$9.4B
| $4.31M | ﹤0.01% |
91,103
-57,367
| -39% | -$3.2M |
|
2057
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
| $4.3M | ﹤0.01% |
278,998
-98,634
| -26% | -$1.94M |
|
|
TPH
2058
DELISTED
Tri Pointe Homes
TPH
| $4.3M | ﹤0.01% |
490,847
-355,851
| -42% | -$5.2M |
|
2059
Restaurant Brands International
QSR
$25.8B
| $4.3M | ﹤0.01% |
107,432
-8,742
| -8% | -$495K |
|
2060
Axcelis
ACLS
$4.33B
| $4.29M | ﹤0.01% |
234,278
-25,604
| -10% | -$595K |
|
2061
CALL
Medtronic
MDT
$112B
| $4.28M | ﹤0.01% |
47,500
-45,400
| -49% | -$4.83M |
|
2062
NovoCure
NVCR
$1.91B
| $4.28M | ﹤0.01% |
63,616
-78,602
| -55% | -$6.21M |
|
2063
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $4.28M | ﹤0.01% |
198,226
-68,665
| -26% | -$1.93M |
|
2064
Dick's Sporting Goods
DKS
$18.7B
| $4.27M | ﹤0.01% |
201,062
-7,149
| -3% | -$274K |
|
2065
Energizer
ENR
$1.55B
| $4.27M | ﹤0.01% |
141,116
-38,022
| -21% | -$1.73M |
|
|
BKI
2066
DELISTED
Black Knight, Inc. Common Stock
BKI
| $4.26M | ﹤0.01% |
73,425
-9,041
| -11% | -$592K |
|
2067
Unum
UNM
$14.3B
| $4.26M | ﹤0.01% |
283,693
-201,336
| -42% | -$4.84M |
|
2068
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
| $4.26M | ﹤0.01% |
189,043
-19,391
| -9% | -$543K |
|
2069
CALL
Ross Stores
ROST
$81.9B
| $4.25M | ﹤0.01% |
+48,900
| New | +$5.22M |
|
2070
LXP Industrial Trust
LXP
$3.57B
| $4.25M | ﹤0.01% |
85,623
-55,296
| -39% | -$2.93M |
|
2071
Invesco California Value Municipal Income Trust
VCV
$522M
| $4.25M | ﹤0.01% |
374,842
+51,819
| +16% | +$649K |
|
|
HUYA
2072
Huya Inc
HUYA
$558M
| $4.24M | ﹤0.01% |
250,241
-2,628
| -1% | -$48.8K |
|
2073
PUT
Alcon
ALC
$35B
| $4.24M | ﹤0.01% |
83,350
-7,895
| -9% | -$454K |
|
2074
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
| $4.23M | ﹤0.01% |
211,540
+163,306
| +339% | +$3.95M |
|
2075
CALL
AT&T
T
$163B
| $4.23M | ﹤0.01% |
191,980
-4,480,151
| -96% | -$122M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.