UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
Energizer
ENR
$1.54B
| $9M | ﹤0.01% |
179,138
+29,247
| +20% | +$1.35M |
|
2052
PUT
Wayfair
W
$14.7B
| $8.99M | ﹤0.01% |
99,500
-123,800
| -55% | -$11.5M |
|
2053
Portland General Electric
POR
$5.79B
| $8.98M | ﹤0.01% |
161,008
+36,707
| +30% | +$2.05M |
|
2054
Ionis Pharmaceuticals
IONS
$9.01B
| $8.97M | ﹤0.01% |
148,470
-80,655
| -35% | -$4.81M |
|
2055
PUT
First Solar
FSLR
$25.4B
| $8.95M | ﹤0.01% |
+160,000
| New | +$8.79M |
|
2056
Global X US Infrastructure Development ETF
PAVE
$15.1B
| $8.95M | ﹤0.01% |
502,418
+7,429
| +2% | +$126K |
|
2057
JB Hunt Transport Services
JBHT
$25.6B
| $8.92M | ﹤0.01% |
76,378
+55
| +0.1% | +$6.32K |
|
|
MDCO
2058
CALL
DELISTED
Medicines Co
MDCO
| $8.92M | ﹤0.01% |
105,000
-108,000
| -51% | -$7.2M |
|
2059
American States Water
AWR
$3.33B
| $8.91M | ﹤0.01% |
102,869
+20,270
| +25% | +$1.8M |
|
2060
PUT
Phillips 66
PSX
$81.2B
| $8.91M | ﹤0.01% |
80,000
| – | – |
|
|
ICPT
2061
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $8.91M | ﹤0.01% |
71,902
-113,423
| -61% | -$10.2M |
|
2062
CALL
Microchip Technology
MCHP
$42.2B
| $8.9M | ﹤0.01% |
+170,000
| New | +$8.21M |
|
2063
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
| $8.88M | ﹤0.01% |
276,737
-8,196
| -3% | -$253K |
|
2064
Timken Company
TKR
$9.1B
| $8.88M | ﹤0.01% |
157,657
+46,077
| +41% | +$2.33M |
|
2065
ALPS International Sector Dividend Dogs ETF
IDOG
$552M
| $8.88M | ﹤0.01% |
323,165
-1,632
| -0.5% | -$43.8K |
|
2066
PUT
KKR & Co
KKR
$94.9B
| $8.87M | ﹤0.01% |
304,000
| – | – |
|
|
EMO
2067
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
| $8.86M | ﹤0.01% |
210,794
-142,794
| -40% | -$5.83M |
|
2068
Carlyle Secured Lending
CGBD
$729M
| $8.86M | ﹤0.01% |
661,858
-39,197
| -6% | -$543K |
|
2069
SPX Corp
SPXC
$10.8B
| $8.85M | ﹤0.01% |
173,852
+32,208
| +23% | +$1.47M |
|
2070
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.85B
| $8.82M | ﹤0.01% |
191,174
-3,719
| -2% | -$165K |
|
2071
WaFd
WAFD
$2.79B
| $8.82M | ﹤0.01% |
240,649
+82,606
| +52% | +$3.03M |
|
2072
Element Solutions
ESI
$9.34B
| $8.8M | ﹤0.01% |
753,146
-1,622,583
| -68% | -$17.9M |
|
2073
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
| $8.78M | ﹤0.01% |
343,399
+31,517
| +10% | +$802K |
|
2074
B2Gold
BTG
$5.46B
| $8.76M | ﹤0.01% |
2,185,612
+1,700,600
| +351% | +$6M |
|
2075
PUT
KB Home
KBH
$3.61B
| $8.74M | ﹤0.01% |
255,000
| – | – |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.