UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LX
2051
LexinFintech Holdings
LX
$239M
| $7.1M | ﹤0.01% |
707,977
+679,967
| +2,428% | +$7.4M |
|
2052
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.83B
| $7.1M | ﹤0.01% |
295,358
-1,066
| -0.4% | -$25.5K |
|
2053
PUT
HP
HPQ
$25.8B
| $7.09M | ﹤0.01% |
375,000
+50,000
| +15% | +$982K |
|
|
MDSO
2054
DELISTED
Medidata Solutions, Inc.
MDSO
| $7.09M | ﹤0.01% |
77,531
+16,903
| +28% | +$1.54M |
|
2055
Gray Television
GTN
$440M
| $7.09M | ﹤0.01% |
434,307
+218,748
| +101% | +$3.6M |
|
2056
NRG Energy
NRG
$25.1B
| $7.08M | ﹤0.01% |
178,901
+20,466
| +13% | +$740K |
|
2057
Invesco Municipal Opportunity Trust
VMO
$660M
| $7.08M | ﹤0.01% |
565,561
+16,943
| +3% | +$213K |
|
|
BLD
2058
DELISTED
TopBuild
BLD
| $7.07M | ﹤0.01% |
73,357
-31,238
| -30% | -$2.76M |
|
|
JWN
2059
PUT
DELISTED
Nordstrom
JWN
| $7.07M | ﹤0.01% |
210,000
+75,000
| +56% | +$2.29M |
|
2060
State Street SPDR Portfolio Europe ETF
SPEU
$739M
| $7.06M | ﹤0.01% |
212,289
+1,190
| +0.6% | +$39.6K |
|
2061
Moelis & Co
MC
$4.98B
| $7.05M | ﹤0.01% |
214,511
-81,239
| -27% | -$2.76M |
|
2062
PUT
Newmont
NEM
$111B
| $7.05M | ﹤0.01% |
185,800
+81,300
| +78% | +$3.16M |
|
2063
CALL
iShares MSCI South Korea ETF
EWY
$23.8B
| $7.04M | ﹤0.01% |
+125,000
| New | +$6.92M |
|
2064
iShares Latin America 40 ETF
ILF
$3.8B
| $7.03M | ﹤0.01% |
222,581
-16,442
| -7% | -$531K |
|
2065
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
| $7.03M | ﹤0.01% |
443,396
-50,716
| -10% | -$745K |
|
2066
Ultragenyx Pharmaceutical
RARE
$2.54B
| $7.03M | ﹤0.01% |
164,248
+124,167
| +310% | +$6.75M |
|
2067
Open Text
OTEX
$6.23B
| $7.02M | ﹤0.01% |
171,971
-34,692
| -17% | -$1.41M |
|
2068
Portland General Electric
POR
$5.71B
| $7.01M | ﹤0.01% |
124,301
+56,073
| +82% | +$3.12M |
|
2069
Stratasys
SSYS
$760M
| $6.99M | ﹤0.01% |
328,211
-385,923
| -54% | -$9.74M |
|
2070
Haemonetics
HAE
$3.86B
| $6.99M | ﹤0.01% |
55,394
+26,586
| +92% | +$3.37M |
|
2071
abrdn Physical Gold Shares ETF
SGOL
$7.25B
| $6.98M | ﹤0.01% |
491,820
+24,460
| +5% | +$347K |
|
2072
CALL
Nike
NKE
$62.3B
| $6.97M | ﹤0.01% |
74,250
+14,750
| +25% | +$1.26M |
|
|
OPTU
2073
Optimum Communications Inc
OPTU
$315M
| $6.97M | ﹤0.01% |
243,102
-490,198
| -67% | -$13.3M |
|
2074
CALL
TJX Companies
TJX
$179B
| $6.97M | ﹤0.01% |
125,000
| – | – |
|
2075
ONE Gas
OGS
$5B
| $6.91M | ﹤0.01% |
71,910
+29,840
| +71% | +$2.72M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.