UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SMM
2051
DELISTED
Salient Midstream & MLP Fund
SMM
| $5.86M | ﹤0.01% |
506,715
-231,628
| -31% | -$2.63M |
|
2052
CALL
Walmart Inc
WMT
$885B
| $5.86M | ﹤0.01% |
225,000
-311,400
| -58% | -$8.17M |
|
2053
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$389M
| $5.85M | ﹤0.01% |
103,831
-215,347
| -67% | -$12M |
|
2054
Harmony Gold Mining
HMY
$9.84B
| $5.84M | ﹤0.01% |
3,192,964
+35,824
| +1% | +$65.7K |
|
2055
BlackRock Debt Strategies Fund
DSU
$593M
| $5.84M | ﹤0.01% |
500,458
-5
| -0% | -$58 |
|
|
DGI
2056
DELISTED
DigitalGlobe Inc.
DGI
| $5.82M | ﹤0.01% |
165,191
-50,876
| -24% | -$1.74M |
|
|
MOMO
2057
Hello Group
MOMO
$885M
| $5.82M | ﹤0.01% |
185,677
-459,419
| -71% | -$18.3M |
|
|
CBI
2058
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
| $5.8M | ﹤0.01% |
345,000
-338,900
| -50% | -$5.19M |
|
2059
CALL
F5
FFIV
$22.9B
| $5.79M | ﹤0.01% |
48,000
| – | – |
|
|
2060
PUT
F5
FFIV
$22.9B
| $5.79M | ﹤0.01% |
48,000
| – | – |
|
|
SPYM
2061
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
| $5.77M | ﹤0.01% |
195,724
+11,256
| +6% | +$326K |
|
2062
Park Hotels & Resorts
PK
$3.03B
| $5.77M | ﹤0.01% |
209,234
+10,755
| +5% | +$288K |
|
|
P
2063
CALL
DELISTED
Pandora Media Inc
P
| $5.76M | ﹤0.01% |
748,000
| – | – |
|
2064
WPP
WPP
$4.36B
| $5.75M | ﹤0.01% |
61,971
+5,042
| +9% | +$494K |
|
|
BSCN
2065
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $5.74M | ﹤0.01% |
272,119
+3,201
| +1% | +$67.5K |
|
|
JUNO
2066
DELISTED
Juno Therapeutics, Inc.
JUNO
| $5.73M | ﹤0.01% |
127,780
-39,916
| -24% | -$1.36M |
|
2067
Avista
AVA
$3.34B
| $5.72M | ﹤0.01% |
110,517
+14,525
| +15% | +$726K |
|
|
JCP
2068
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
| $5.71M | ﹤0.01% |
1,500,000
+700,000
| +88% | +$3.1M |
|
2069
World Kinect Corp
WKC
$2.04B
| $5.71M | ﹤0.01% |
168,316
-14,259
| -8% | -$509K |
|
2070
AGCO
AGCO
$7.4B
| $5.71M | ﹤0.01% |
77,334
+2,654
| +4% | +$186K |
|
2071
Lumentum
LITE
$55.5B
| $5.7M | ﹤0.01% |
104,859
+6,857
| +7% | +$399K |
|
2072
CALL
Enovis
ENOV
$1.68B
| $5.68M | ﹤0.01% |
+79,307
| New | +$5.52M |
|
2073
CALL
Apollo Global Management
APO
$72.4B
| $5.66M | ﹤0.01% |
188,100
+100,000
| +114% | +$2.88M |
|
|
BKK
2074
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
| $5.66M | ﹤0.01% |
361,783
-12,934
| -3% | -$203K |
|
2075
Verisk Analytics
VRSK
$25.4B
| $5.66M | ﹤0.01% |
68,042
-23,929
| -26% | -$1.98M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.