UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CYBR
2026
DELISTED
CyberArk
CYBR
| $9.43M | ﹤0.01% |
57,611
-54,911
| -49% | -$8.82M |
|
2027
Modine Manufacturing
MOD
$10.4B
| $9.43M | ﹤0.01% |
206,164
+56,787
| +38% | +$2.38M |
|
2028
CALL
JD.com
JD
$44.5B
| $9.42M | ﹤0.01% |
323,468
-910,569
| -74% | -$31.7M |
|
2029
CALL
Bunge Global
BG
$20.8B
| $9.42M | ﹤0.01% |
87,000
+77,000
| +770% | +$8.44M |
|
2030
Sixth Street Specialty
TSLX
$1.81B
| $9.41M | ﹤0.01% |
460,440
+53,871
| +13% | +$1.08M |
|
2031
Lithia Motors
LAD
$8.26B
| $9.41M | ﹤0.01% |
31,862
+1,267
| +4% | +$386K |
|
|
WIRE
2032
DELISTED
Encore Wire Corp
WIRE
| $9.4M | ﹤0.01% |
51,528
-7,044
| -12% | -$1.2M |
|
2033
CALL
Lam Research
LRCX
$390B
| $9.4M | ﹤0.01% |
150,000
| – | – |
|
|
FIF
2034
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $9.38M | ﹤0.01% |
619,262
+26,201
| +4% | +$398K |
|
2035
Northern Trust
NTRS
$33.9B
| $9.32M | ﹤0.01% |
134,119
-26,196
| -16% | -$1.98M |
|
2036
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
| $9.28M | ﹤0.01% |
166,522
-97,713
| -37% | -$5.46M |
|
2037
NVR
NVR
$17B
| $9.27M | ﹤0.01% |
1,555
-2,253
| -59% | -$14M |
|
2038
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.2M
| $9.23M | ﹤0.01% |
335,327
-28,651
| -8% | -$880K |
|
2039
Builders FirstSource
BLDR
$8.04B
| $9.23M | ﹤0.01% |
74,111
+23,146
| +45% | +$3.19M |
|
|
FYBR
2040
PUT
DELISTED
Frontier Communications
FYBR
| $9.19M | ﹤0.01% |
587,500
| – | – |
|
2041
Pembina Pipeline
PBA
$27.6B
| $9.16M | ﹤0.01% |
304,639
+20,314
| +7% | +$626K |
|
2042
CALL
Dell
DELL
$293B
| $9.16M | ﹤0.01% |
132,900
+67,900
| +104% | +$4.05M |
|
2043
CALL
Duke Energy
DUK
$97.3B
| $9.13M | ﹤0.01% |
103,500
| – | – |
|
2044
Blue Owl Capital
OBDC
$5.74B
| $9.13M | ﹤0.01% |
658,967
+60,832
| +10% | +$840K |
|
2045
LGI Homes
LGIH
$1.4B
| $9.11M | ﹤0.01% |
91,585
-5,901
| -6% | -$732K |
|
2046
Americold
COLD
$4.27B
| $9.11M | ﹤0.01% |
299,481
-39,178
| -12% | -$1.27M |
|
2047
Gentherm
THRM
$1.27B
| $9.1M | ﹤0.01% |
167,763
-5,803
| -3% | -$337K |
|
2048
WillScot Mobile Mini Holdings
WSC
$4.41B
| $9.1M | ﹤0.01% |
218,718
+79,857
| +58% | +$3.51M |
|
2049
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $9.08M | ﹤0.01% |
787,156
-8,706
| -1% | -$106K |
|
2050
Saia
SAIA
$9.72B
| $9.08M | ﹤0.01% |
22,768
+20,455
| +884% | +$8.25M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.