UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Nice
NICE
$5.97B
| $10M | ﹤0.01% |
35,344
-1,087
| -3% | -$301K |
|
|
AMED
2027
DELISTED
Amedisys
AMED
| $10M | ﹤0.01% |
67,229
+48,622
| +261% | +$10.1M |
|
2028
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$239M
| $10M | ﹤0.01% |
186,780
+1,137
| +0.6% | +$63.7K |
|
2029
Exelixis
EXEL
$13.4B
| $10M | ﹤0.01% |
473,508
+84,727
| +22% | +$1.57M |
|
|
ASGI
2030
abrdn Global Infrastructure Income Fund
ASGI
$766M
| $9.97M | ﹤0.01% |
500,320
+190,559
| +62% | +$3.98M |
|
2031
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
| $9.9M | ﹤0.01% |
184,173
+2,979
| +2% | +$163K |
|
|
ONT
2032
Onterris Inc
ONT
$580M
| $9.88M | ﹤0.01% |
160,036
+691
| +0.4% | +$36.1K |
|
2033
CALL
Applovin
APP
$116B
| $9.86M | ﹤0.01% |
136,300
+56,300
| +70% | +$3.83M |
|
|
DQ
2034
Daqo New Energy
DQ
$996M
| $9.86M | ﹤0.01% |
173,016
-2,735
| -2% | -$164K |
|
2035
PUT
HP
HPQ
$27.5B
| $9.86M | ﹤0.01% |
360,300
-80,000
| -18% | -$2.3M |
|
2036
Markel Group
MKL
$23.2B
| $9.85M | ﹤0.01% |
8,238
+55
| +0.7% | +$67.8K |
|
|
ARTY
2037
iShares Future AI & Tech ETF
ARTY
$3.81B
| $9.85M | ﹤0.01% |
232,451
+26,660
| +13% | +$1.17M |
|
2038
PUT
Lennar Class A
LEN
$21.2B
| $9.84M | ﹤0.01% |
108,465
| – | – |
|
2039
Coherent
COHR
$74.2B
| $9.78M | ﹤0.01% |
164,788
-99,079
| -38% | -$6.47M |
|
|
BLE
2040
DELISTED
BlackRock Municipal Income Trust II
BLE
| $9.78M | ﹤0.01% |
645,948
-1,744
| -0.3% | -$27.5K |
|
2041
Vipshop
VIPS
$7.53B
| $9.78M | ﹤0.01% |
877,665
-191,904
| -18% | -$3.02M |
|
2042
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
| $9.73M | ﹤0.01% |
117,362
-136
| -0.1% | -$11.6K |
|
2043
iShares MSCI France ETF
EWQ
$345M
| $9.72M | ﹤0.01% |
261,067
-46,379
| -15% | -$1.78M |
|
2044
CALL
Hyatt Hotels
H
$16.7B
| $9.71M | ﹤0.01% |
+126,000
| New | +$9.5M |
|
2045
SAP
SAP
$238B
| $9.71M | ﹤0.01% |
71,937
-2,949
| -4% | -$428K |
|
2046
Franco-Nevada
FNV
$46B
| $9.69M | ﹤0.01% |
74,596
+1,221
| +2% | +$179K |
|
2047
Manhattan Associates
MANH
$11.4B
| $9.68M | ﹤0.01% |
63,240
-4,400
| -7% | -$686K |
|
2048
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
| $9.68M | ﹤0.01% |
135,983
+12
| +0% | +$877 |
|
|
Y
2049
DELISTED
Alleghany Corp
Y
| $9.64M | ﹤0.01% |
15,447
+971
| +7% | +$641K |
|
2050
EastGroup Properties
EGP
$10.9B
| $9.64M | ﹤0.01% |
57,878
+30,616
| +112% | +$5.32M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.