UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
| $4.47M | ﹤0.01% |
178,968
+20,647
| +13% | +$714K |
|
2027
PUT
State Street SPDR S&P Retail ETF
XRT
$654M
| $4.47M | ﹤0.01% |
+150,000
| New | +$6.07M |
|
2028
Nuveen ESG Emerging Markets Equity ETF
NUEM
$396M
| $4.45M | ﹤0.01% |
212,555
+160,363
| +307% | +$4.03M |
|
2029
ICF International
ICFI
$1.72B
| $4.43M | ﹤0.01% |
64,530
-22,865
| -26% | -$1.87M |
|
2030
Simply Good Foods
SMPL
$982M
| $4.43M | ﹤0.01% |
230,189
+118,316
| +106% | +$2.59M |
|
2031
John Hancock Multifactor Small Cap ETF
JHSC
$741M
| $4.43M | ﹤0.01% |
232,983
+151,158
| +185% | +$3.81M |
|
|
AGN
2032
PUT
DELISTED
Allergan plc
AGN
| $4.43M | ﹤0.01% |
25,000
-130,000
| -84% | -$24.5M |
|
2033
iShares Residential and Multisector Real Estate ETF
REZ
$874M
| $4.4M | ﹤0.01% |
79,774
-35,426
| -31% | -$2.55M |
|
2034
Silicon Laboratories
SLAB
$7.23B
| $4.4M | ﹤0.01% |
51,561
-22,617
| -30% | -$2.24M |
|
2035
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
| $4.4M | ﹤0.01% |
301,879
-134,937
| -31% | -$2.39M |
|
2036
iShares Mortgage Real Estate ETF
REM
$543M
| $4.4M | ﹤0.01% |
235,232
-53,623
| -19% | -$2.16M |
|
|
EFT
2037
Eaton Vance Floating-Rate Income Trust
EFT
$288M
| $4.4M | ﹤0.01% |
428,953
-26,301
| -6% | -$336K |
|
|
NFJ
2038
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $4.39M | ﹤0.01% |
457,153
-27,801
| -6% | -$334K |
|
2039
Park Hotels & Resorts
PK
$2.97B
| $4.39M | ﹤0.01% |
554,679
-5,549
| -1% | -$104K |
|
2040
Arcosa
ACA
$7.11B
| $4.38M | ﹤0.01% |
110,200
+41,062
| +59% | +$1.74M |
|
|
EVF
2041
Eaton Vance Senior Income Trust
EVF
$90.5M
| $4.38M | ﹤0.01% |
949,429
+177,891
| +23% | +$1.06M |
|
2042
iShares Micro-Cap ETF
IWC
$1.5B
| $4.38M | ﹤0.01% |
65,289
+9,574
| +17% | +$846K |
|
2043
CALL
Roku
ROKU
$22.7B
| $4.37M | ﹤0.01% |
+50,000
| New | +$5.76M |
|
|
CYBR
2044
DELISTED
CyberArk
CYBR
| $4.37M | ﹤0.01% |
51,106
-3,345
| -6% | -$386K |
|
2045
Under Armour Class C
UA
$2.53B
| $4.37M | ﹤0.01% |
541,961
+35,149
| +7% | +$504K |
|
2046
CALL
Charter Communications
CHTR
$18.2B
| $4.36M | ﹤0.01% |
+10,000
| New | +$4.89M |
|
2047
SPX Corp
SPXC
$10.8B
| $4.36M | ﹤0.01% |
133,521
-40,331
| -23% | -$1.82M |
|
|
DCH
2048
PUT
Dauch Corp
DCH
$1.51B
| $4.35M | ﹤0.01% |
1,206,000
+55,000
| +5% | +$409K |
|
|
PCH
2049
DELISTED
PotlatchDeltic
PCH
| $4.35M | ﹤0.01% |
138,555
-91,014
| -40% | -$3.53M |
|
2050
PUT
Occidental Petroleum
OXY
$55.9B
| $4.35M | ﹤0.01% |
375,500
+137,800
| +58% | +$4.53M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.