UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
PUT
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
| $6.05M | ﹤0.01% |
180,000
+61,000
| +51% | +$2.06M |
|
|
IBDQ
2027
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
| $6.04M | ﹤0.01% |
240,358
+112,907
| +89% | +$2.84M |
|
2028
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $6.02M | ﹤0.01% |
514,470
-34,629
| -6% | -$408K |
|
2029
Impinj
PI
$4.62B
| $6.02M | ﹤0.01% |
144,759
+107,179
| +285% | +$4.51M |
|
2030
ALPS Equal Sector Weight ETF
EQL
$757M
| $6.02M | ﹤0.01% |
273,600
+11,460
| +4% | +$248K |
|
|
SNR
2031
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $6.01M | ﹤0.01% |
656,405
-46,145
| -7% | -$443K |
|
|
PF
2032
PUT
DELISTED
Pinnacle Foods, Inc.
PF
| $6M | ﹤0.01% |
105,000
-435,000
| -81% | -$25.8M |
|
|
XLRN
2033
DELISTED
Acceleron Pharma
XLRN
| $6M | ﹤0.01% |
160,830
+54,780
| +52% | +$1.9M |
|
2034
Expeditors International
EXPD
$22B
| $5.99M | ﹤0.01% |
100,058
-5,060
| -5% | -$290K |
|
|
CPE
2035
DELISTED
Callon Petroleum Company
CPE
| $5.99M | ﹤0.01% |
53,253
-2,460
| -4% | -$262K |
|
2036
PUT
Constellation Brands
STZ
$22.2B
| $5.98M | ﹤0.01% |
30,000
+7,300
| +32% | +$1.44M |
|
2037
AllianceBernstein
AB
$3.43B
| $5.97M | ﹤0.01% |
245,712
+14,059
| +6% | +$338K |
|
2038
PTC
PTC
$15.8B
| $5.96M | ﹤0.01% |
105,865
+15,428
| +17% | +$855K |
|
2039
Invesco Pharmaceuticals ETF
PJP
$442M
| $5.96M | ﹤0.01% |
91,139
-16,640
| -15% | -$1.05M |
|
2040
SS&C Technologies
SSNC
$18.6B
| $5.95M | ﹤0.01% |
148,076
+15,461
| +12% | +$597K |
|
|
NSH
2041
PUT
DELISTED
NuStar GP Holdings LLC
NSH
| $5.94M | ﹤0.01% |
269,900
-142,000
| -34% | -$3.18M |
|
2042
PUT
Cooper Companies
COO
$14.1B
| $5.93M | ﹤0.01% |
+100,000
| New | +$6.11M |
|
2043
Eagle Materials
EXP
$6.29B
| $5.93M | ﹤0.01% |
55,548
+30,856
| +125% | +$2.94M |
|
2044
Morningstar
MORN
$7.22B
| $5.92M | ﹤0.01% |
69,590
+3,126
| +5% | +$255K |
|
|
SNI
2045
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $5.9M | ﹤0.01% |
68,744
+20,174
| +42% | +$1.66M |
|
2046
Marriott Vacations Worldwide
VAC
$3.35B
| $5.9M | ﹤0.01% |
47,365
-34,742
| -42% | -$4M |
|
2047
Allison Transmission
ALSN
$9.5B
| $5.89M | ﹤0.01% |
157,066
-74,465
| -32% | -$2.71M |
|
|
JWN
2048
PUT
DELISTED
Nordstrom
JWN
| $5.89M | ﹤0.01% |
125,000
+9,800
| +9% | +$455K |
|
|
DCM
2049
DELISTED
NTT DOCOMO, Inc.
DCM
| $5.87M | ﹤0.01% |
257,523
+3,317
| +1% | +$77.1K |
|
2050
VeriSign
VRSN
$26.2B
| $5.87M | ﹤0.01% |
55,146
+33,867
| +159% | +$3.41M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.