UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
PUT
Charter Communications
CHTR
$18.2B
| $9.76M | ﹤0.01% |
22,200
+1,900
| +9% | +$790K |
|
|
VRTV
2002
DELISTED
VERITIV CORPORATION
VRTV
| $9.76M | ﹤0.01% |
57,763
+4,846
| +9% | +$752K |
|
2003
PUT
iShares MSCI South Korea ETF
EWY
$24.1B
| $9.73M | ﹤0.01% |
+165,000
| New | +$10.5M |
|
2004
Beyond Meat
BYND
$277M
| $9.72M | ﹤0.01% |
1,010,902
+910,937
| +911% | +$11.9M |
|
2005
Insulet
PODD
$9.79B
| $9.71M | ﹤0.01% |
60,869
+110
| +0.2% | +$24.6K |
|
2006
NextDecade
NEXT
$1.78B
| $9.69M | ﹤0.01% |
1,892,593
+1,459,457
| +337% | +$8.88M |
|
|
IPG
2007
DELISTED
Interpublic Group of Companies
IPG
| $9.69M | ﹤0.01% |
338,048
+47,184
| +16% | +$1.57M |
|
2008
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $9.66M | ﹤0.01% |
1,269,811
+133,667
| +12% | +$1.07M |
|
|
DOCU
2009
PUT
DocuSign
DOCU
$11.5B
| $9.66M | ﹤0.01% |
230,000
| – | – |
|
2010
iShares MSCI Malaysia ETF
EWM
$325M
| $9.66M | ﹤0.01% |
468,996
-91,403
| -16% | -$1.92M |
|
2011
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $9.63M | ﹤0.01% |
208,276
+25,114
| +14% | +$1.2M |
|
2012
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
| $9.62M | ﹤0.01% |
78,220
-28,174
| -26% | -$3.62M |
|
2013
Fidelity Limited Term Bond ETF
FLTB
$415M
| $9.61M | ﹤0.01% |
201,158
-142,334
| -41% | -$6.84M |
|
2014
Hubbell
HUBB
$27.2B
| $9.6M | ﹤0.01% |
30,616
-24,070
| -44% | -$7.67M |
|
|
CEQP
2015
DELISTED
Crestwood Equity Partners LP
CEQP
| $9.57M | ﹤0.01% |
327,233
+49,460
| +18% | +$1.39M |
|
2016
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
| $9.56M | ﹤0.01% |
877,472
-37,091
| -4% | -$423K |
|
2017
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
| $9.54M | ﹤0.01% |
181,829
+19,801
| +12% | +$1.08M |
|
2018
CALL
Universal Display
OLED
$4.19B
| $9.53M | ﹤0.01% |
60,700
+29,100
| +92% | +$4.42M |
|
2019
ACM Research
ACMR
$5.79B
| $9.51M | ﹤0.01% |
525,322
+19,871
| +4% | +$295K |
|
2020
Global X Silver Miners ETF NEW
SIL
$4.75B
| $9.5M | ﹤0.01% |
397,541
-72,645
| -15% | -$1.89M |
|
2021
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
| $9.48M | ﹤0.01% |
240,491
-76,343
| -24% | -$3.14M |
|
2022
AXIS Capital
AXS
$7.55B
| $9.48M | ﹤0.01% |
168,214
+104,915
| +166% | +$5.79M |
|
2023
Transocean
RIG
$5.82B
| $9.48M | ﹤0.01% |
1,154,549
-48,659
| -4% | -$398K |
|
2024
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.72B
| $9.48M | ﹤0.01% |
403,656
+35,373
| +10% | +$854K |
|
2025
Boise Cascade
BCC
$3.02B
| $9.47M | ﹤0.01% |
91,936
-22,809
| -20% | -$2.35M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.