UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Lufax Holding
LU
$1.3B
| $10.2M | ﹤0.01% |
366,012
+4,190
| +1% | +$139K |
|
|
BFK
2002
DELISTED
BlackRock Municipal Income Trust
BFK
| $10.2M | ﹤0.01% |
689,771
+8,206
| +1% | +$127K |
|
2003
PUT
Robinhood
HOOD
$83.9B
| $10.2M | ﹤0.01% |
+242,500
| New | +$11M |
|
2004
Dolby
DLB
$5.79B
| $10.2M | ﹤0.01% |
115,833
+121
| +0.1% | +$11.7K |
|
2005
CALL
Roblox
RBLX
$27B
| $10.2M | ﹤0.01% |
134,858
+40,480
| +43% | +$3.32M |
|
2006
VanEck Agribusiness ETF
MOO
$969M
| $10.2M | ﹤0.01% |
111,644
+11,164
| +11% | +$1.03M |
|
|
ETV
2007
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
| $10.2M | ﹤0.01% |
636,741
+15,860
| +3% | +$261K |
|
2008
WisdomTree International Equity Fund
DWM
$697M
| $10.2M | ﹤0.01% |
192,486
+13,277
| +7% | +$732K |
|
2009
Builders FirstSource
BLDR
$8.04B
| $10.2M | ﹤0.01% |
196,466
-42,874
| -18% | -$2.09M |
|
|
VLRS
2010
Controladora Vuela Compania de Aviacion
VLRS
$939M
| $10.2M | ﹤0.01% |
465,422
+210,639
| +83% | +$4.41M |
|
|
MPT
2011
Medical Properties Trust
MPT
$2.81B
| $10.1M | ﹤0.01% |
505,662
-8,229
| -2% | -$169K |
|
2012
Vanguard Russell 2000 Value ETF
VTWV
$1.31B
| $10.1M | ﹤0.01% |
72,209
-2,696
| -4% | -$380K |
|
2013
Reliance Steel & Aluminium
RS
$21.6B
| $10.1M | ﹤0.01% |
71,183
-13,925
| -16% | -$2.09M |
|
2014
Trex
TREX
$5.01B
| $10.1M | ﹤0.01% |
99,440
-14,095
| -12% | -$1.47M |
|
|
MNDT
2015
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $10.1M | ﹤0.01% |
568,812
+43,468
| +8% | +$825K |
|
|
2016
Robinhood
HOOD
$83.9B
| $10.1M | ﹤0.01% |
+240,308
| New | +$10.9M |
|
2017
PUT
Travelers Companies
TRV
$80.2B
| $10.1M | ﹤0.01% |
66,486
| – | – |
|
2018
iShares Select U.S. REIT ETF
ICF
$2.09B
| $10.1M | ﹤0.01% |
154,473
+15,590
| +11% | +$1.07M |
|
2019
ManpowerGroup
MAN
$2.63B
| $10.1M | ﹤0.01% |
93,334
+13,342
| +17% | +$1.55M |
|
2020
Canadian Imperial Bank of Commerce
CM
$108B
| $10.1M | ﹤0.01% |
181,392
-6,758
| -4% | -$389K |
|
2021
CALL
Boston Scientific
BSX
$71.5B
| $10.1M | ﹤0.01% |
232,566
-46,042
| -17% | -$2.04M |
|
2022
iShares Mortgage Real Estate ETF
REM
$548M
| $10.1M | ﹤0.01% |
278,723
-22,330
| -7% | -$813K |
|
2023
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
| $10.1M | ﹤0.01% |
1,259,571
-120,431
| -9% | -$961K |
|
2024
Darling Ingredients
DAR
$9.44B
| $10.1M | ﹤0.01% |
140,073
-6,217
| -4% | -$445K |
|
2025
Clearway Energy Class C
CWEN
$6.7B
| $10.1M | ﹤0.01% |
332,332
+186,267
| +128% | +$5.55M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.