UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MNDT
2001
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $4.59M | ﹤0.01% |
434,200
-730,800
| -63% | -$10.5M |
|
2002
KB Financial Group
KB
$43.5B
| $4.59M | ﹤0.01% |
168,856
+74,233
| +78% | +$2.51M |
|
|
RSX
2003
PUT
DELISTED
VanEck Russia ETF
RSX
| $4.59M | ﹤0.01% |
275,000
+200,000
| +267% | +$4.47M |
|
|
ESGR
2004
DELISTED
Enstar Group
ESGR
| $4.57M | ﹤0.01% |
28,758
-8,097
| -22% | -$1.49M |
|
2005
Hawaiian Electric Industries
HE
$2.14B
| $4.57M | ﹤0.01% |
106,204
-29,910
| -22% | -$1.38M |
|
2006
Ironwood Pharmaceuticals
IRWD
$714M
| $4.57M | ﹤0.01% |
452,950
-305,929
| -40% | -$3.6M |
|
2007
PUT
Reinsurance Group of America
RGA
$16.1B
| $4.57M | ﹤0.01% |
+54,300
| New | +$7.08M |
|
2008
Alnylam Pharmaceuticals
ALNY
$29.3B
| $4.56M | ﹤0.01% |
41,926
+9,146
| +28% | +$1.06M |
|
|
IBMI
2009
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
| $4.55M | ﹤0.01% |
179,474
+26,335
| +17% | +$672K |
|
|
CIM
2010
PUT
Chimera Investment
CIM
$1B
| $4.55M | ﹤0.01% |
+166,667
| New | +$9.46M |
|
|
EE
2011
DELISTED
El Paso Electric Company
EE
| $4.55M | ﹤0.01% |
66,908
-38,232
| -36% | -$2.59M |
|
2012
Toro Company
TTC
$9.49B
| $4.54M | ﹤0.01% |
69,708
-99,391
| -59% | -$7.55M |
|
2013
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
| $4.53M | ﹤0.01% |
126,789
-13,330
| -10% | -$595K |
|
2014
Lamb Weston
LW
$7.19B
| $4.52M | ﹤0.01% |
79,122
-166,796
| -68% | -$13.7M |
|
2015
SLR Investment Corp
SLRC
$715M
| $4.51M | ﹤0.01% |
387,564
-272,739
| -41% | -$4.96M |
|
2016
SEI Investments
SEIC
$12.6B
| $4.5M | ﹤0.01% |
97,233
-138,039
| -59% | -$8.21M |
|
2017
Popular Inc
BPOP
$11.1B
| $4.5M | ﹤0.01% |
128,704
+41,558
| +48% | +$2.06M |
|
2018
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $4.5M | ﹤0.01% |
200,000
-572,800
| -74% | -$15.7M |
|
2019
Toyota
TM
$225B
| $4.5M | ﹤0.01% |
37,511
+6,257
| +20% | +$835K |
|
2020
Badger Meter
BMI
$4.03B
| $4.5M | ﹤0.01% |
83,927
-18,874
| -18% | -$1.15M |
|
|
RMT
2021
Royce Micro-Cap Trust
RMT
$761M
| $4.5M | ﹤0.01% |
809,033
+26,373
| +3% | +$203K |
|
2022
Lloyds Banking Group
LYG
$91.3B
| $4.49M | ﹤0.01% |
2,974,746
+365,883
| +14% | +$943K |
|
2023
Kadant
KAI
$3.99B
| $4.48M | ﹤0.01% |
60,068
+18,668
| +45% | +$1.77M |
|
2024
PUT
Twilio
TWLO
$36.6B
| $4.47M | ﹤0.01% |
50,000
-63,500
| -56% | -$6.97M |
|
2025
iShares US Telecommunications ETF
IYZ
$1.23B
| $4.47M | ﹤0.01% |
179,990
-156,764
| -47% | -$4.47M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.