UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
PUT
D.R. Horton
DHI
$42.4B
| $9.55M | ﹤0.01% |
181,000
+138,500
| +326% | +$7.39M |
|
2002
CALL
Johnson & Johnson
JNJ
$621B
| $9.51M | ﹤0.01% |
65,200
+54,300
| +498% | +$7.37M |
|
2003
Rayonier
RYN
$6.62B
| $9.49M | ﹤0.01% |
319,450
+154,893
| +94% | +$4.22M |
|
|
MZTI
2004
The Marzetti Company
MZTI
$3.05B
| $9.49M | ﹤0.01% |
59,251
+20,133
| +51% | +$3.03M |
|
|
DPG
2005
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
| $9.48M | ﹤0.01% |
623,765
-3,437
| -0.5% | -$52.4K |
|
|
JTA
2006
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $9.48M | ﹤0.01% |
785,483
+126,109
| +19% | +$1.46M |
|
2007
PUT
Herbalife
HLF
$1.31B
| $9.47M | ﹤0.01% |
+198,700
| New | +$8.61M |
|
2008
ALPS Equal Sector Weight ETF
EQL
$769M
| $9.46M | ﹤0.01% |
354,852
-7,275
| -2% | -$187K |
|
2009
Knight Transportation
KNX
$11.5B
| $9.46M | ﹤0.01% |
263,855
+82,423
| +45% | +$3.03M |
|
2010
Crown Holdings
CCK
$13.3B
| $9.44M | ﹤0.01% |
130,155
-1,443
| -1% | -$103K |
|
2011
CALL
Hilton Worldwide
HLT
$73B
| $9.43M | ﹤0.01% |
+85,000
| New | +$8.53M |
|
|
HPS
2012
John Hancock Preferred Income Fund III
HPS
$460M
| $9.41M | ﹤0.01% |
487,834
+38,234
| +9% | +$730K |
|
2013
PUT
Kosmos Energy
KOS
$1.4B
| $9.4M | ﹤0.01% |
+1,650,000
| New | +$9.96M |
|
2014
NorthWestern Energy
NWE
$4.25B
| $9.39M | ﹤0.01% |
131,032
+49,429
| +61% | +$3.56M |
|
|
BFK
2015
DELISTED
BlackRock Municipal Income Trust
BFK
| $9.37M | ﹤0.01% |
661,499
+63,617
| +11% | +$893K |
|
2016
PUT
Western Union
WU
$2.26B
| $9.37M | ﹤0.01% |
+350,000
| New | +$9.08M |
|
2017
New Jersey Resources
NJR
$5.62B
| $9.37M | ﹤0.01% |
210,255
+111,265
| +112% | +$4.81M |
|
2018
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$782M
| $9.37M | ﹤0.01% |
300,945
-22,707
| -7% | -$689K |
|
2019
Reliance Steel & Aluminium
RS
$21.5B
| $9.36M | ﹤0.01% |
78,120
+41,083
| +111% | +$4.65M |
|
2020
Post Holdings
POST
$4.11B
| $9.35M | ﹤0.01% |
131,015
+62,090
| +90% | +$4.25M |
|
2021
PUT
Banco Bradesco
BBD
$37.9B
| $9.35M | ﹤0.01% |
1,390,895
-70,543
| -5% | -$442K |
|
2022
FirstCash
FCFS
$9.02B
| $9.35M | ﹤0.01% |
116,006
+74,830
| +182% | +$6.29M |
|
2023
Moelis & Co
MC
$5.14B
| $9.35M | ﹤0.01% |
292,885
+78,374
| +37% | +$2.57M |
|
2024
Radian Group
RDN
$5.21B
| $9.33M | ﹤0.01% |
370,741
+68,874
| +23% | +$1.71M |
|
2025
CNX Resources
CNX
$5.11B
| $9.3M | ﹤0.01% |
1,050,948
+1,026,236
| +4,153% | +$8.01M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.