UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Liberty Global Class C
LBTYK
$3.5B
| $7.15M | ﹤0.01% |
211,387
-249,003
| -54% | -$7.65M |
|
2002
PUT
TJX Companies
TJX
$174B
| $7.15M | ﹤0.01% |
+187,000
| New | +$6.78M |
|
2003
Invesco Zacks Mid-Cap ETF
CZA
$189M
| $7.14M | ﹤0.01% |
108,972
+666
| +0.6% | +$43.3K |
|
2004
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
| $7.13M | ﹤0.01% |
308,425
-131,160
| -30% | -$2.93M |
|
2005
PUT
Constellation Brands
STZ
$22.3B
| $7.13M | ﹤0.01% |
31,200
+1,200
| +4% | +$259K |
|
2006
CALL
Xcel Energy
XEL
$49B
| $7.13M | ﹤0.01% |
148,200
+139,500
| +1,603% | +$6.92M |
|
2007
Navient
NAVI
$790M
| $7.13M | ﹤0.01% |
535,123
+195,678
| +58% | +$2.47M |
|
2008
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
| $7.13M | ﹤0.01% |
296,528
-280,755
| -49% | -$6.84M |
|
2009
Diamondrock Hospitality Co
DRH
$2.71B
| $7.12M | ﹤0.01% |
630,701
+353,336
| +127% | +$3.93M |
|
2010
Travel + Leisure Co
TNL
$4.64B
| $7.12M | ﹤0.01% |
136,050
-427,227
| -76% | -$21.2M |
|
|
TVTY
2011
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $7.11M | ﹤0.01% |
194,616
-10,751
| -5% | -$408K |
|
|
JPGE
2012
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
| $7.11M | ﹤0.01% |
113,677
+112,030
| +6,802% | +$6.89M |
|
2013
Allegion
ALLE
$13.4B
| $7.06M | ﹤0.01% |
88,754
+33,241
| +60% | +$2.79M |
|
2014
Omeros
OMER
$855M
| $7.06M | ﹤0.01% |
363,293
+2,781
| +0.8% | +$52.1K |
|
|
DISH
2015
PUT
DELISTED
DISH Network Corp.
DISH
| $7.06M | ﹤0.01% |
147,800
+132,800
| +885% | +$6.62M |
|
2016
Alamos Gold
AGI
$11.7B
| $7.05M | ﹤0.01% |
1,083,387
+690,662
| +176% | +$4.51M |
|
2017
iShares Global Infrastructure ETF
IGF
$11B
| $7.04M | ﹤0.01% |
155,691
+8,727
| +6% | +$398K |
|
2018
State Street SPDR S&P International Small Cap ETF
GWX
$861M
| $7.04M | ﹤0.01% |
198,399
-19,529
| -9% | -$693K |
|
|
CY
2019
DELISTED
Cypress Semiconductor
CY
| $7.03M | ﹤0.01% |
461,345
-243,893
| -35% | -$3.87M |
|
|
BPY
2020
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
| $7.02M | ﹤0.01% |
316,681
-7,617
| -2% | -$174K |
|
|
BSJK
2021
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $6.99M | ﹤0.01% |
284,857
+75,641
| +36% | +$1.87M |
|
2022
PUT
Sempra
SRE
$58.4B
| $6.96M | ﹤0.01% |
+130,200
| New | +$7.55M |
|
2023
Atmos Energy
ATO
$29B
| $6.95M | ﹤0.01% |
80,871
+7,466
| +10% | +$657K |
|
2024
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$340M
| $6.95M | ﹤0.01% |
225,380
+200
| +0.1% | +$6.02K |
|
|
EXAS
2025
DELISTED
Exact Sciences
EXAS
| $6.93M | ﹤0.01% |
131,910
-45,354
| -26% | -$2.42M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.