UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SAND
2001
DELISTED
Sandstorm Gold
SAND
| $6.18M | ﹤0.01% |
1,360,522
-26,085
| -2% | -$114K |
|
2002
Universal Health Services
UHS
$10.2B
| $6.18M | ﹤0.01% |
55,660
-15,194
| -21% | -$1.71M |
|
2003
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
| $6.16M | ﹤0.01% |
306,323
-98,172
| -24% | -$1.96M |
|
2004
Atmos Energy
ATO
$28.8B
| $6.15M | ﹤0.01% |
73,405
+10,377
| +16% | +$895K |
|
2005
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
| $6.14M | ﹤0.01% |
159,239
-3,448
| -2% | -$133K |
|
2006
Veeva Systems
VEEV
$33.1B
| $6.14M | ﹤0.01% |
108,924
-42,669
| -28% | -$2.59M |
|
|
TYG
2007
Tortoise Energy Infrastructure Corp
TYG
$1.09B
| $6.14M | ﹤0.01% |
52,986
-170
| -0.3% | -$19.9K |
|
2008
Tanger
SKT
$4.67B
| $6.13M | ﹤0.01% |
251,218
+71,909
| +40% | +$1.82M |
|
2009
Universal Corp
UVV
$1.31B
| $6.13M | ﹤0.01% |
107,047
+3,267
| +3% | +$195K |
|
2010
Ionis Pharmaceuticals
IONS
$8.6B
| $6.12M | ﹤0.01% |
120,646
+52,681
| +78% | +$2.76M |
|
|
JNPR
2011
DELISTED
Juniper Networks
JNPR
| $6.12M | ﹤0.01% |
219,772
+23,757
| +12% | +$665K |
|
2012
Sarepta Therapeutics
SRPT
$1.57B
| $6.12M | ﹤0.01% |
134,814
+35,317
| +35% | +$1.41M |
|
|
PEO
2013
Adams Natural Resources Fund
PEO
$739M
| $6.11M | ﹤0.01% |
323,022
+9,976
| +3% | +$179K |
|
|
AZUL
2014
DELISTED
Azul
AZUL
| $6.11M | ﹤0.01% |
222,415
+98,893
| +80% | +$2.53M |
|
2015
Sun Communities
SUI
$15.2B
| $6.1M | ﹤0.01% |
71,182
-93,802
| -57% | -$8.29M |
|
|
USG
2016
DELISTED
Usg
USG
| $6.1M | ﹤0.01% |
186,732
+141,568
| +313% | +$4.08M |
|
2017
Cemex
CX
$17.1B
| $6.09M | ﹤0.01% |
670,617
+310,001
| +86% | +$2.94M |
|
|
PCN
2018
PIMCO Corporate & Income Strategy Fund
PCN
$870M
| $6.08M | ﹤0.01% |
349,065
+91,013
| +35% | +$1.56M |
|
2019
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
| $6.08M | ﹤0.01% |
521,651
-219,577
| -30% | -$2.51M |
|
2020
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $6.08M | ﹤0.01% |
215,700
-11,148
| -5% | -$315K |
|
2021
PUT
Dollar General
DG
$28B
| $6.08M | ﹤0.01% |
75,000
+45,000
| +150% | +$3.37M |
|
|
CBI
2022
DELISTED
Chicago Bridge & Iron Nv
CBI
| $6.07M | ﹤0.01% |
361,238
-105,738
| -23% | -$1.62M |
|
2023
Vanguard Long-Term Treasury ETF
VGLT
$10B
| $6.06M | ﹤0.01% |
78,808
+23,548
| +43% | +$1.82M |
|
2024
PUT
Tapestry
TPR
$30.8B
| $6.05M | ﹤0.01% |
150,300
+104,800
| +230% | +$4.62M |
|
2025
PUT
iShares MSCI Taiwan ETF
EWT
$9.86B
| $6.05M | ﹤0.01% |
+167,597
| New | +$6.15M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.