UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWFT
2001
DELISTED
Swift Transportation Company
SWFT
| $5.44M | ﹤0.01% |
223,461
+91,223
| +69% | +$2.13M |
|
2002
Devon Energy
DVN
$51.2B
| $5.44M | ﹤0.01% |
119,145
+4,869
| +4% | +$215K |
|
2003
State Street SPDR Portfolio TIPS ETF
SPIP
$1,000M
| $5.43M | ﹤0.01% |
193,138
+53,474
| +38% | +$1.52M |
|
|
EMO
2004
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
| $5.42M | ﹤0.01% |
82,628
+20,642
| +33% | +$1.34M |
|
2005
CALL
NRG Energy
NRG
$29.4B
| $5.41M | ﹤0.01% |
441,200
+441,100
| +441,100% | +$5.08M |
|
|
UMPQ
2006
DELISTED
Umpqua Holdings Corp
UMPQ
| $5.4M | ﹤0.01% |
287,276
-74,330
| -21% | -$1.27M |
|
2007
Fidelity National Financial
FNF
$13.9B
| $5.38M | ﹤0.01% |
228,066
-347,224
| -60% | -$8.33M |
|
|
SUNS
2008
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $5.37M | ﹤0.01% |
326,793
+27,939
| +9% | +$452K |
|
2009
Cemex
CX
$17.1B
| $5.36M | ﹤0.01% |
694,080
+227,338
| +49% | +$1.81M |
|
|
WPG
2010
DELISTED
Washington Prime Group Inc.
WPG
| $5.36M | ﹤0.01% |
57,183
-150,608
| -72% | -$14.4M |
|
2011
Methode Electronics
MEI
$494M
| $5.35M | ﹤0.01% |
129,412
+54,907
| +74% | +$2.01M |
|
2012
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.6B
| $5.34M | ﹤0.01% |
273,751
+175,715
| +179% | +$3.46M |
|
|
MZTI
2013
The Marzetti Company
MZTI
$3.05B
| $5.34M | ﹤0.01% |
37,799
+29,140
| +337% | +$3.94M |
|
|
CY
2014
DELISTED
Cypress Semiconductor
CY
| $5.33M | ﹤0.01% |
466,214
+2,740
| +0.6% | +$30K |
|
2015
Brookfield Infrastructure Partners
BIP
$18.7B
| $5.32M | ﹤0.01% |
267,211
+1,667
| +0.6% | +$32.9K |
|
2016
CALL
Sempra
SRE
$57.5B
| $5.32M | ﹤0.01% |
+105,800
| New | +$5.39M |
|
|
GWR
2017
DELISTED
Genesee & Wyoming Inc.
GWR
| $5.32M | ﹤0.01% |
76,642
+12,726
| +20% | +$908K |
|
2018
iShares S&P GSCI Commodity-Indexed Trust
GSG
$972M
| $5.32M | ﹤0.01% |
339,274
+222,241
| +190% | +$3.32M |
|
2019
Broadridge
BR
$18.3B
| $5.31M | ﹤0.01% |
80,045
+3,612
| +5% | +$235K |
|
2020
Acadia Pharmaceuticals
ACAD
$4.36B
| $5.29M | ﹤0.01% |
183,482
+25,472
| +16% | +$674K |
|
2021
CALL
Phillips 66
PSX
$83.7B
| $5.29M | ﹤0.01% |
61,200
+11,000
| +22% | +$914K |
|
|
FCT
2022
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $5.28M | ﹤0.01% |
382,015
-110,077
| -22% | -$1.5M |
|
2023
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
| $5.28M | ﹤0.01% |
106,582
-47,122
| -31% | -$2.45M |
|
2024
GameStop
GME
$8.44B
| $5.28M | ﹤0.01% |
835,748
-16,972
| -2% | -$105K |
|
2025
CALL
American Electric Power
AEP
$69.4B
| $5.28M | ﹤0.01% |
+83,800
| New | +$5.17M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.