UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yum! Brands
YUM
|
+$674M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$629M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$454M |
| 4 |
Rockwell Automation
ROK
|
+$420M |
| 5 |
WPZ
Williams Partners L.P.
WPZ
|
+$369M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$294M |
| 2 |
VER
VEREIT, Inc.
VER
|
+$278M |
| 3 |
Emerson Electric
EMR
|
+$275M |
| 4 |
United Parcel Service
UPS
|
+$237M |
| 5 |
AGN
Allergan Inc
AGN
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.78% |
| 2 | Energy | 7.49% |
| 3 | Healthcare | 7.07% |
| 4 | Technology | 6.57% |
| 5 | Consumer Discretionary | 5.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GG
2001
CALL
DELISTED
Goldcorp Inc
GG
| $5.43M | ﹤0.01% |
299,500
-111,900
| -27% | -$2.38M |
|
|
PLL
2002
DELISTED
PALL CORP
PLL
| $5.42M | ﹤0.01% |
54,009
-35,209
| -39% | -$3.56M |
|
2003
First Interstate BancSystem
FIBK
$3.57B
| $5.42M | ﹤0.01% |
194,755
+13,912
| +8% | +$363K |
|
|
BSCK
2004
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $5.41M | ﹤0.01% |
251,762
+56,783
| +29% | +$1.21M |
|
|
HSP
2005
DELISTED
HOSPIRA INC
HSP
| $5.41M | ﹤0.01% |
61,593
+7,308
| +13% | +$573K |
|
2006
Masco
MAS
$14.9B
| $5.4M | ﹤0.01% |
230,244
-492,414
| -68% | -$11.2M |
|
2007
CALL
iShares MSCI Taiwan ETF
EWT
$10.6B
| $5.38M | ﹤0.01% |
171,000
+125,950
| +280% | +$3.93M |
|
2008
CALL
Colgate-Palmolive
CL
$74.1B
| $5.37M | ﹤0.01% |
77,500
+46,300
| +148% | +$3.2M |
|
|
BKS
2009
PUT
DELISTED
Barnes & Noble
BKS
| $5.37M | ﹤0.01% |
344,876
+340,145
| +7,190% | +$5.34M |
|
2010
Medallion Financial
MFIN
$250M
| $5.37M | ﹤0.01% |
579,636
+103,958
| +22% | +$1.03M |
|
|
QUNR
2011
CALL
DELISTED
Qunar Cayman Islands Limited
QUNR
| $5.36M | ﹤0.01% |
130,000
+129,800
| +64,900% | +$3.96M |
|
2012
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $5.36M | ﹤0.01% |
653,050
+355
| +0.1% | +$2.9K |
|
2013
PUT
The Mosaic Company
MOS
$7.46B
| $5.36M | ﹤0.01% |
116,300
+96,700
| +493% | +$4.72M |
|
|
GRMN
2014
CALL
Garmin
GRMN
$58.2B
| $5.35M | ﹤0.01% |
112,500
-1,730
| -2% | -$88.3K |
|
|
ARII
2015
DELISTED
American Railcar Industries, Inc.
ARII
| $5.35M | ﹤0.01% |
107,486
+13,282
| +14% | +$689K |
|
|
MCA
2016
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $5.32M | ﹤0.01% |
340,270
+40,776
| +14% | +$631K |
|
2017
iShares MSCI Europe Financials ETF
EUFN
$4.26B
| $5.32M | ﹤0.01% |
231,459
+90,429
| +64% | +$2.01M |
|
|
SMC
2018
PUT
Summit Midstream
SMC
$424M
| $5.31M | ﹤0.01% |
11,007
+10,660
| +3,072% | +$5.67M |
|
2019
iShares Morningstar Value ETF
ILCV
$1.35B
| $5.3M | ﹤0.01% |
126,554
-1,830
| -1% | -$77.4K |
|
2020
Middleby
MIDD
$6.03B
| $5.29M | ﹤0.01% |
51,514
+2,966
| +6% | +$301K |
|
2021
Encompass Health
EHC
$12.4B
| $5.28M | ﹤0.01% |
149,704
-11,759
| -7% | -$402K |
|
|
TRW
2022
PUT
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
| $5.27M | ﹤0.01% |
50,300
-100
| -0.2% | -$10.4K |
|
2023
Invesco DB Agriculture Fund
DBA
$1.22B
| $5.27M | ﹤0.01% |
238,115
+5,687
| +2% | +$132K |
|
|
BRCD
2024
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $5.27M | ﹤0.01% |
444,200
-112,441
| -20% | -$1.34M |
|
2025
Ovintiv
OVV
$16.6B
| $5.26M | ﹤0.01% |
94,261
+19,953
| +27% | +$1.25M |
|
Similar funds
UBS Group's Q1 2015 Portfolio in Review
As of Q1 2015, UBS Group held 10,318 positions worth $145B, up 1.2% from $143B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
UBS Group's Q1 2015 filing shows 561 new, 3,567 increased, 4,243 reduced and 1,510 closed positions. Its largest new stake was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M. The largest sale was Qualcomm, an estimated $294M.
By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.
- UBS Group's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 200,030 shares worth $202M.
- UBS Group added most to Yum! Brands in Q1 2015, an estimated $674M increase.
- UBS Group's biggest Q1 2015 reduction was Qualcomm, cutting an estimated $294M.
- UBS Group fully exited Allergan Inc in Q1 2015, selling an estimated $210M.
- UBS Group's ten largest holdings make up 12% of its $145B portfolio in Q1 2015.
- UBS Group opened 561 new positions and closed 1,510 in Q1 2015.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $145B.
Based on UBS Group's 13F filing for Q1 2015, filed 14 May 2015.