UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Silicon Motion
SIMO
$8.68B
| $10M | ﹤0.01% |
195,666
-59,142
| -23% | -$3.36M |
|
1977
Wendy's
WEN
$1.46B
| $10M | ﹤0.01% |
490,683
+259,977
| +113% | +$5.43M |
|
1978
PUT
Duke Energy
DUK
$97.3B
| $10M | ﹤0.01% |
113,400
| – | – |
|
1979
PUT
iQIYI
IQ
$1.28B
| $10M | ﹤0.01% |
2,109,500
+698,000
| +49% | +$3.64M |
|
1980
JPMorgan Active Value ETF
JAVA
$7.17B
| $9.99M | ﹤0.01% |
194,864
+132,147
| +211% | +$7.05M |
|
1981
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$735M
| $9.98M | ﹤0.01% |
348,178
+717
| +0.2% | +$21.8K |
|
1982
Lear
LEA
$8.18B
| $9.97M | ﹤0.01% |
74,277
-75,587
| -50% | -$10.9M |
|
1983
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
| $9.96M | ﹤0.01% |
237,620
-22,801
| -9% | -$1,000K |
|
1984
Bloom Energy
BE
$64.6B
| $9.95M | ﹤0.01% |
750,713
+193,501
| +35% | +$3.03M |
|
|
DQ
1985
Daqo New Energy
DQ
$996M
| $9.95M | ﹤0.01% |
328,745
+141,079
| +75% | +$5.03M |
|
1986
Arrowhead Research
ARWR
$12.4B
| $9.93M | ﹤0.01% |
369,602
+38,632
| +12% | +$1.18M |
|
|
CIVI
1987
DELISTED
Civitas Resources
CIVI
| $9.91M | ﹤0.01% |
122,604
-149,351
| -55% | -$11.6M |
|
1988
BlackRock Core Bond Trust
BHK
$667M
| $9.9M | ﹤0.01% |
995,765
+80,981
| +9% | +$844K |
|
1989
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
| $9.89M | ﹤0.01% |
1,175,447
+9,073
| +0.8% | +$78.2K |
|
1990
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.3B
| $9.88M | ﹤0.01% |
484,759
+7,864
| +2% | +$164K |
|
1991
Antero Midstream
AM
$10.1B
| $9.86M | ﹤0.01% |
822,897
+90,696
| +12% | +$1.07M |
|
1992
Schwab US REIT ETF
SCHH
$11.4B
| $9.85M | ﹤0.01% |
555,203
+4,940
| +0.9% | +$95K |
|
1993
Tencent Music
TME
$15.6B
| $9.85M | ﹤0.01% |
1,544,497
+82,655
| +6% | +$551K |
|
1994
VanEck Agribusiness ETF
MOO
$973M
| $9.85M | ﹤0.01% |
125,177
-17,603
| -12% | -$1.47M |
|
1995
Avantis US Large Cap Value ETF
AVLV
$18.2B
| $9.83M | ﹤0.01% |
186,620
+30,178
| +19% | +$1.64M |
|
1996
Warrior Met Coal
HCC
$4.86B
| $9.82M | ﹤0.01% |
192,239
+116,781
| +155% | +$4.9M |
|
1997
Invesco BuyBack Achievers ETF
PKW
$1.76B
| $9.8M | ﹤0.01% |
108,972
+3,710
| +4% | +$341K |
|
1998
PUT
PACCAR
PCAR
$70.1B
| $9.8M | ﹤0.01% |
115,250
+25,000
| +28% | +$2.13M |
|
1999
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
| $9.8M | ﹤0.01% |
359,341
-136,657
| -28% | -$3.73M |
|
|
SKX
2000
PUT
DELISTED
Skechers
SKX
| $9.79M | ﹤0.01% |
200,000
-60,000
| -23% | -$3.07M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.