UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
CALL
Union Pacific
UNP
$174B
| $10.7M | ﹤0.01% |
54,492
| – | – |
|
1977
Lamar Advertising Co
LAMR
$16.3B
| $10.6M | ﹤0.01% |
93,819
-4,652
| -5% | -$509K |
|
1978
PUT
CarMax
KMX
$8.26B
| $10.6M | ﹤0.01% |
82,800
+37,800
| +84% | +$5.03M |
|
1979
PUT
Chewy
CHWY
$9.63B
| $10.6M | ﹤0.01% |
+155,400
| New | +$12.9M |
|
1980
iShares USD Green Bond ETF
BGRN
$502M
| $10.5M | ﹤0.01% |
191,773
+24,018
| +14% | +$1.33M |
|
1981
Royalty Pharma
RPRX
$25.3B
| $10.5M | ﹤0.01% |
291,140
-378,404
| -57% | -$14.7M |
|
1982
State Street Ultra Short Term Bond ETF
ULST
$526M
| $10.5M | ﹤0.01% |
259,929
+6,215
| +2% | +$251K |
|
1983
PUT
Harley-Davidson
HOG
$2.71B
| $10.5M | ﹤0.01% |
287,200
+262,200
| +1,049% | +$10.6M |
|
1984
PUT
Under Armour Class C
UA
$2.53B
| $10.5M | ﹤0.01% |
600,000
| – | – |
|
|
NFJ
1985
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $10.5M | ﹤0.01% |
708,160
+38,372
| +6% | +$588K |
|
1986
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
| $10.5M | ﹤0.01% |
182,638
-35,594
| -16% | -$2.09M |
|
1987
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $10.5M | ﹤0.01% |
751,844
+17,616
| +2% | +$252K |
|
1988
ArcelorMittal
MT
$55.3B
| $10.4M | ﹤0.01% |
346,326
-11,439
| -3% | -$374K |
|
1989
CALL
Air Products & Chemicals
APD
$67.6B
| $10.4M | ﹤0.01% |
40,587
+35,400
| +682% | +$9.79M |
|
1990
iShares Micro-Cap ETF
IWC
$1.52B
| $10.4M | ﹤0.01% |
71,778
+1,535
| +2% | +$223K |
|
1991
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $10.4M | ﹤0.01% |
101,200
+14,080
| +16% | +$1.48M |
|
1992
PUT
Devon Energy
DVN
$47.3B
| $10.3M | ﹤0.01% |
+291,200
| New | +$8.26M |
|
1993
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $10.3M | ﹤0.01% |
847,189
-5,288
| -0.6% | -$65.6K |
|
1994
ALPS Medical Breakthroughs ETF
SBIO
$215M
| $10.3M | ﹤0.01% |
227,036
+34,268
| +18% | +$1.57M |
|
|
HPS
1995
John Hancock Preferred Income Fund III
HPS
$458M
| $10.3M | ﹤0.01% |
550,498
-18,257
| -3% | -$350K |
|
1996
CALL
Lam Research
LRCX
$390B
| $10.3M | ﹤0.01% |
181,000
+174,000
| +2,486% | +$10.6M |
|
1997
PUT
Vanguard FTSE Europe ETF
VGK
$31.4B
| $10.3M | ﹤0.01% |
+157,000
| New | +$10.8M |
|
1998
Natural Resource Partners
NRP
$1.42B
| $10.3M | ﹤0.01% |
434,962
| – | – |
|
1999
e.l.f. Beauty
ELF
$5.81B
| $10.2M | ﹤0.01% |
352,282
+52,633
| +18% | +$1.51M |
|
2000
Element Solutions
ESI
$9.23B
| $10.2M | ﹤0.01% |
471,512
+66,010
| +16% | +$1.51M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.