UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Innovative Industrial Properties
IIPR
$1.72B
| $6.42M | ﹤0.01% |
51,744
+12,131
| +31% | +$1.36M |
|
1977
Hubbell
HUBB
$27.2B
| $6.4M | ﹤0.01% |
46,771
+32,368
| +225% | +$4.46M |
|
1978
Old Republic International
ORI
$10.4B
| $6.38M | ﹤0.01% |
432,949
+268,853
| +164% | +$4.3M |
|
1979
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
| $6.38M | ﹤0.01% |
102,009
+88,576
| +659% | +$5.62M |
|
1980
Jack in the Box
JACK
$335M
| $6.37M | ﹤0.01% |
80,322
+34,522
| +75% | +$2.78M |
|
1981
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $6.36M | ﹤0.01% |
200,000
| – | – |
|
1982
Genesis Energy
GEL
$1.84B
| $6.35M | ﹤0.01% |
1,410,803
+506,624
| +56% | +$2.97M |
|
1983
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
| $6.34M | ﹤0.01% |
260,864
+12,224
| +5% | +$310K |
|
1984
PUT
State Street SPDR S&P Bank ETF
KBE
$1.71B
| $6.33M | ﹤0.01% |
215,000
| – | – |
|
1985
Alcoa
AA
$13.2B
| $6.33M | ﹤0.01% |
544,024
+103,346
| +23% | +$1.39M |
|
|
UNIT
1986
CALL
Uniti Group
UNIT
$2.32B
| $6.32M | ﹤0.01% |
600,000
| – | – |
|
1987
H&R Block
HRB
$5.86B
| $6.3M | ﹤0.01% |
387,047
+10,489
| +3% | +$154K |
|
|
NFJ
1988
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
| $6.3M | ﹤0.01% |
534,254
+46,688
| +10% | +$560K |
|
1989
CALL
Extra Space Storage
EXR
$31.6B
| $6.3M | ﹤0.01% |
+58,903
| New | +$6.09M |
|
1990
PUT
Alerian MLP ETF
AMLP
$13.1B
| $6.27M | ﹤0.01% |
+314,000
| New | +$7.27M |
|
1991
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
| $6.25M | ﹤0.01% |
484,128
-1,200
| -0.2% | -$15.6K |
|
1992
iShares US Utilities ETF
IDU
$1.36B
| $6.25M | ﹤0.01% |
85,564
-41,038
| -32% | -$3.01M |
|
1993
Gentherm
THRM
$1.27B
| $6.24M | ﹤0.01% |
152,632
+11,709
| +8% | +$490K |
|
1994
Brinker International
EAT
$9.66B
| $6.24M | ﹤0.01% |
145,997
+51,812
| +55% | +$1.81M |
|
1995
CRH
CRH
$66.8B
| $6.23M | ﹤0.01% |
172,595
-2,276
| -1% | -$85.7K |
|
|
EV
1996
DELISTED
Eaton Vance Corp.
EV
| $6.22M | ﹤0.01% |
163,133
+104,377
| +178% | +$3.99M |
|
1997
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $6.22M | ﹤0.01% |
313,248
+2,469
| +0.8% | +$49.4K |
|
|
RMT
1998
Royce Micro-Cap Trust
RMT
$761M
| $6.21M | ﹤0.01% |
809,770
+26,590
| +3% | +$206K |
|
1999
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
| $6.21M | ﹤0.01% |
88,181
-2,863
| -3% | -$205K |
|
2000
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
| $6.2M | ﹤0.01% |
288,263
+7,674
| +3% | +$166K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.