UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
ArcelorMittal
MT
$55.8B
| $7.68M | ﹤0.01% |
539,541
+325,550
| +152% | +$5M |
|
1977
Globe Life
GL
$14.3B
| $7.68M | ﹤0.01% |
80,204
+32,205
| +67% | +$2.92M |
|
1978
Pool Corp
POOL
$7.37B
| $7.67M | ﹤0.01% |
38,052
-201
| -0.5% | -$38.7K |
|
1979
Ares Management
ARES
$30.9B
| $7.66M | ﹤0.01% |
285,845
+34,468
| +14% | +$986K |
|
1980
Louisiana-Pacific
LPX
$5.26B
| $7.66M | ﹤0.01% |
311,756
+38,224
| +14% | +$942K |
|
1981
Equifax
EFX
$20.6B
| $7.66M | ﹤0.01% |
54,440
+20,716
| +61% | +$2.92M |
|
1982
ProShares Short VIX Short-Term Futures ETF
SVXY
$206M
| $7.66M | ﹤0.01% |
286,712
-44,014
| -13% | -$1.18M |
|
1983
PennantPark Floating Rate Capital
PFLT
$726M
| $7.65M | ﹤0.01% |
659,703
-12,715
| -2% | -$147K |
|
1984
EastGroup Properties
EGP
$10.8B
| $7.63M | ﹤0.01% |
61,065
+19,015
| +45% | +$2.32M |
|
|
SRC
1985
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $7.63M | ﹤0.01% |
138,753
-28,579
| -17% | -$1.31M |
|
1986
CALL
Prudential Financial
PRU
$41.8B
| $7.63M | ﹤0.01% |
84,800
+54,800
| +183% | +$4.97M |
|
1987
Hexcel
HXL
$7.89B
| $7.63M | ﹤0.01% |
92,850
+19,753
| +27% | +$1.61M |
|
1988
Adient
ADNT
$1.53B
| $7.61M | ﹤0.01% |
331,405
+76,933
| +30% | +$1.75M |
|
1989
Nuveen Credit Strategies Income Fund
JQC
$707M
| $7.61M | ﹤0.01% |
1,017,280
-10,107
| -1% | -$77.1K |
|
1990
Trimble
TRMB
$13.6B
| $7.61M | ﹤0.01% |
196,011
+69,881
| +55% | +$2.81M |
|
|
BLE
1991
DELISTED
BlackRock Municipal Income Trust II
BLE
| $7.6M | ﹤0.01% |
508,949
-148,275
| -23% | -$2.22M |
|
|
NOAH
1992
Noah Holdings
NOAH
$598M
| $7.59M | ﹤0.01% |
259,943
+122,228
| +89% | +$3.9M |
|
1993
TRI-Continental Corp
TY
$1.89B
| $7.59M | ﹤0.01% |
278,506
-5,664
| -2% | -$153K |
|
1994
NewtekOne
NEWT
$434M
| $7.58M | ﹤0.01% |
335,656
-1,179
| -0.4% | -$26.1K |
|
|
HPP
1995
Hudson Pacific Properties
HPP
$755M
| $7.56M | ﹤0.01% |
32,278
+2,815
| +10% | +$671K |
|
1996
iShares US Home Construction ETF
ITB
$2.28B
| $7.55M | ﹤0.01% |
174,296
-531,189
| -75% | -$21.3M |
|
|
LM
1997
PUT
DELISTED
Legg Mason, Inc.
LM
| $7.54M | ﹤0.01% |
197,500
| – | – |
|
1998
ALPS Medical Breakthroughs ETF
SBIO
$212M
| $7.54M | ﹤0.01% |
238,951
-24,902
| -9% | -$875K |
|
1999
Royal Gold
RGLD
$18.3B
| $7.53M | ﹤0.01% |
61,150
-10,763
| -15% | -$1.31M |
|
2000
Invesco Zacks Mid-Cap ETF
CZA
$192M
| $7.53M | ﹤0.01% |
103,444
+8,406
| +9% | +$601K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.