UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KSU
1976
CALL
DELISTED
Kansas City Southern
KSU
| $7.37M | ﹤0.01% |
+70,000
| New | +$7.47M |
|
1977
PUT
Lam Research
LRCX
$377B
| $7.36M | ﹤0.01% |
+400,000
| New | +$7.86M |
|
|
IPG
1978
DELISTED
Interpublic Group of Companies
IPG
| $7.34M | ﹤0.01% |
364,069
-68,008
| -16% | -$1.36M |
|
|
JTD
1979
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $7.31M | ﹤0.01% |
415,728
+8,253
| +2% | +$140K |
|
1980
Banc of California
BANC
$3B
| $7.3M | ﹤0.01% |
353,568
-64,998
| -16% | -$1.36M |
|
1981
CALL
Target
TGT
$65.6B
| $7.29M | ﹤0.01% |
+111,800
| New | +$6.75M |
|
1982
Crown Holdings
CCK
$12.8B
| $7.27M | ﹤0.01% |
129,263
+19,821
| +18% | +$1.17M |
|
|
NATI
1983
DELISTED
National Instruments Corp
NATI
| $7.25M | ﹤0.01% |
174,168
+148,009
| +566% | +$6.47M |
|
1984
CALL
Mastercard
MA
$506B
| $7.24M | ﹤0.01% |
47,800
+27,400
| +134% | +$4.07M |
|
1985
CALL
United States Natural Gas Fund
UNG
$454M
| $7.24M | ﹤0.01% |
+77,563
| New | +$7.5M |
|
|
DMC
1986
Del Monte Corp
DMC
$1.41B
| $7.23M | ﹤0.01% |
151,733
+95,912
| +172% | +$4.52M |
|
1987
CALL
Petrobras
PBR
$125B
| $7.22M | ﹤0.01% |
702,000
+261,156
| +59% | +$2.67M |
|
|
AET
1988
CALL
DELISTED
Aetna Inc
AET
| $7.22M | ﹤0.01% |
40,000
+17,500
| +78% | +$3.01M |
|
1989
BlackRock Enhanced Captial and Income Fund
CII
$982M
| $7.21M | ﹤0.01% |
440,246
+4,942
| +1% | +$78.6K |
|
1990
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
| $7.21M | ﹤0.01% |
204,011
-31,723
| -13% | -$1.1M |
|
|
ANDV
1991
PUT
DELISTED
Andeavor
ANDV
| $7.19M | ﹤0.01% |
62,900
-25,000
| -28% | -$2.69M |
|
1992
Bank of Hawaii
BOH
$3.15B
| $7.19M | ﹤0.01% |
83,899
-9,462
| -10% | -$788K |
|
1993
Evercore
EVR
$12.3B
| $7.18M | ﹤0.01% |
79,833
+52,897
| +196% | +$4.41M |
|
1994
PUT
Deere & Co
DE
$161B
| $7.18M | ﹤0.01% |
45,900
-54,100
| -54% | -$7.57M |
|
|
BMS
1995
DELISTED
Bemis
BMS
| $7.18M | ﹤0.01% |
150,140
-39,480
| -21% | -$1.82M |
|
1996
Kilroy Realty
KRC
$4.54B
| $7.17M | ﹤0.01% |
96,068
+17,484
| +22% | +$1.29M |
|
1997
First Trust Energy AlphaDEX Fund
FXN
$386M
| $7.17M | ﹤0.01% |
463,225
-229,603
| -33% | -$3.33M |
|
1998
Winnebago Industries
WGO
$855M
| $7.17M | ﹤0.01% |
128,969
-11,473
| -8% | -$576K |
|
|
WBK
1999
DELISTED
Westpac Banking Corporation
WBK
| $7.17M | ﹤0.01% |
294,005
-42,618
| -13% | -$1.05M |
|
2000
CALL
IBM
IBM
$209B
| $7.17M | ﹤0.01% |
48,848
+941
| +2% | +$137K |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.