UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
PUT
Truist Financial
TFC
$62.9B
| $5.59M | ﹤0.01% |
+118,800
| New | +$5.05M |
|
1977
Invesco International Corporate Bond ETF
PICB
$359M
| $5.58M | ﹤0.01% |
228,077
-11,169
| -5% | -$277K |
|
1978
PUT
NGL Energy Partners
NGL
$2B
| $5.58M | ﹤0.01% |
265,700
+141,100
| +113% | +$2.66M |
|
|
RBS.PRF.CL
1979
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
| $5.58M | ﹤0.01% |
215,838
-11,893
| -5% | -$308K |
|
1980
PUT
LyondellBasell Industries
LYB
$19.8B
| $5.58M | ﹤0.01% |
65,000
+64,900
| +64,900% | +$5.45M |
|
|
SRC
1981
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $5.57M | ﹤0.01% |
114,276
+3,548
| +3% | +$180K |
|
|
IBMJ
1982
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $5.57M | ﹤0.01% |
220,121
+45,656
| +26% | +$1.17M |
|
|
IBDH
1983
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
| $5.55M | ﹤0.01% |
220,893
+56,511
| +34% | +$1.42M |
|
|
ETX
1984
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $5.54M | ﹤0.01% |
282,693
-12,213
| -4% | -$239K |
|
1985
CALL
Lear
LEA
$6.37B
| $5.53M | ﹤0.01% |
41,800
-32,800
| -44% | -$4.13M |
|
1986
PhenixFIN
PFX
| $5.52M | ﹤0.01% |
36,726
+2,894
| +9% | +$442K |
|
|
WNRL
1987
DELISTED
Western Refining Logistics, LP
WNRL
| $5.51M | ﹤0.01% |
258,019
+126,916
| +97% | +$2.75M |
|
1988
Synaptics
SYNA
$4.16B
| $5.5M | ﹤0.01% |
102,747
+40,110
| +64% | +$2.32M |
|
1989
Jacobs Solutions
J
$16.4B
| $5.5M | ﹤0.01% |
116,743
+85,772
| +277% | +$3.95M |
|
|
TEN
1990
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $5.5M | ﹤0.01% |
88,028
+6,790
| +8% | +$397K |
|
1991
Crown Holdings
CCK
$13B
| $5.49M | ﹤0.01% |
104,452
-32,758
| -24% | -$1.77M |
|
|
VRN
1992
DELISTED
Veren
VRN
| $5.48M | ﹤0.01% |
403,277
+196,029
| +95% | +$2.51M |
|
1993
Macerich
MAC
$7.31B
| $5.48M | ﹤0.01% |
77,348
+45,072
| +140% | +$3.22M |
|
1994
PUT
iShares Silver Trust
SLV
$27.9B
| $5.48M | ﹤0.01% |
362,500
-3,500
| -1% | -$56.9K |
|
1995
ICF International
ICFI
$1.51B
| $5.47M | ﹤0.01% |
99,015
-2,469
| -2% | -$125K |
|
1996
Harley-Davidson
HOG
$2.65B
| $5.46M | ﹤0.01% |
93,665
-13,894
| -13% | -$792K |
|
1997
Invesco Next Gen Media and Gaming ETF
GGME
$44.8M
| $5.45M | ﹤0.01% |
208,035
+8,463
| +4% | +$216K |
|
1998
PUT
Jazz Pharmaceuticals
JAZZ
$15.8B
| $5.45M | ﹤0.01% |
50,000
+2,500
| +5% | +$278K |
|
1999
CALL
3M
MMM
$91B
| $5.45M | ﹤0.01% |
36,478
-239
| -0.7% | -$34.5K |
|
2000
Invesco Zacks Mid-Cap ETF
CZA
$191M
| $5.45M | ﹤0.01% |
100,122
+19,839
| +25% | +$1.06M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.