UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
ConocoPhillips
COP
$144B
| $371M | 0.12% |
5,481,293
+642,563
| +13% | +$37.1M |
|
177
Novartis
NVS
$292B
| $369M | 0.12% |
4,510,079
-249,657
| -5% | -$22.5M |
|
178
iShares National Muni Bond ETF
MUB
$45.2B
| $367M | 0.12% |
3,162,150
+78,394
| +3% | +$9.19M |
|
179
Vanguard Health Care ETF
VHT
$18.1B
| $366M | 0.12% |
1,480,576
+9,735
| +0.7% | +$2.5M |
|
180
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $364M | 0.11% |
7,186,374
-650,465
| -8% | -$33M |
|
181
Sherwin-Williams
SHW
$85.3B
| $362M | 0.11% |
1,293,552
-41,444
| -3% | -$12.1M |
|
182
PUT
Salesforce
CRM
$154B
| $361M | 0.11% |
1,329,371
-32,800
| -2% | -$8.33M |
|
183
iShares China Large-Cap ETF
FXI
$4.35B
| $360M | 0.11% |
9,259,448
+6,145,909
| +197% | +$254M |
|
184
Berkshire Hathaway Class A
BRK.A
$1.1T
| $356M | 0.11% |
866
+8
| +0.9% | +$3.38M |
|
185
Marathon Petroleum
MPC
$90.5B
| $355M | 0.11% |
5,750,433
+1,892,691
| +49% | +$109M |
|
186
BHP
BHP
$212B
| $354M | 0.11% |
7,413,666
+1,598,624
| +27% | +$97.6M |
|
187
Automatic Data Processing
ADP
$108B
| $352M | 0.11% |
1,760,393
+325,486
| +23% | +$67M |
|
188
PUT
iShares US Real Estate ETF
IYR
$4.67B
| $352M | 0.11% |
3,434,400
+2,738,900
| +394% | +$291M |
|
189
Vanguard Total Bond Market
BND
$157B
| $350M | 0.11% |
4,095,808
+113,267
| +3% | +$9.78M |
|
190
CALL
State Street Financial Select Sector SPDR ETF
XLF
$57.9B
| $345M | 0.11% |
9,199,400
+1,664,300
| +22% | +$62.3M |
|
191
Philip Morris
PM
$294B
| $340M | 0.11% |
3,590,757
-25,894
| -0.7% | -$2.6M |
|
192
PUT
Micron Technology
MU
$930B
| $339M | 0.11% |
4,775,019
+992,763
| +26% | +$74.5M |
|
193
First Trust Value Line Dividend Fund
FVD
$8.31B
| $339M | 0.11% |
8,636,917
+56,311
| +0.7% | +$2.29M |
|
194
PUT
iShares MSCI EAFE ETF
EFA
$78.3B
| $335M | 0.11% |
4,292,200
-6,455,600
| -60% | -$516M |
|
195
American Express
AXP
$233B
| $334M | 0.11% |
1,995,503
+216,417
| +12% | +$36.2M |
|
196
iShares MSCI Japan ETF
EWJ
$22B
| $331M | 0.1% |
4,707,971
+523,008
| +12% | +$36.2M |
|
197
Eli Lilly
LLY
$994B
| $329M | 0.1% |
1,424,024
+88,136
| +7% | +$21.8M |
|
198
Republic Services
RSG
$64.7B
| $329M | 0.1% |
2,740,395
-76,953
| -3% | -$9.21M |
|
199
Parker-Hannifin
PH
$125B
| $325M | 0.1% |
1,163,820
-78,171
| -6% | -$23.3M |
|
200
PUT
Intel
INTC
$458B
| $325M | 0.1% |
6,094,654
+269,234
| +5% | +$14.6M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.