UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Qualcomm
QCOM
$160B
| $339M | 0.12% |
3,836,644
+609,999
| +19% | +$51M |
|
177
State Street Utilities Select Sector SPDR ETF
XLU
$23B
| $338M | 0.12% |
10,463,438
-12,318,084
| -54% | -$391M |
|
178
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $333M | 0.12% |
3,267,110
-341,224
| -9% | -$32.8M |
|
179
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
| $332M | 0.12% |
4,076,435
-2,319,369
| -36% | -$185M |
|
180
Crane NXT
CXT
$2.97B
| $329M | 0.11% |
10,951,299
-127,467
| -1% | -$3.63M |
|
181
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
| $323M | 0.11% |
1,132,991
-108,368
| -9% | -$29.9M |
|
182
Netflix
NFLX
$305B
| $319M | 0.11% |
9,870,080
+2,338,390
| +31% | +$69.3M |
|
183
Vanguard Total Bond Market
BND
$158B
| $316M | 0.11% |
3,768,690
+86,740
| +2% | +$7.29M |
|
|
MMP
184
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $316M | 0.11% |
5,023,760
-360,290
| -7% | -$22.4M |
|
185
Blackstone
BX
$102B
| $315M | 0.11% |
5,630,752
+612,804
| +12% | +$31.8M |
|
186
iShares Core S&P US Growth ETF
IUSG
$31.3B
| $313M | 0.11% |
4,622,330
+121,340
| +3% | +$7.86M |
|
187
PUT
Walt Disney
DIS
$167B
| $309M | 0.11% |
2,135,748
+294,653
| +16% | +$41.1M |
|
188
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
| $307M | 0.11% |
5,717,297
+180,310
| +3% | +$9.37M |
|
|
189
PUT
VanEck Gold Miners ETF
GDX
$23.5B
| $307M | 0.11% |
10,485,200
+206,700
| +2% | +$5.65M |
|
190
Vanguard Real Estate ETF
VNQ
$39.4B
| $304M | 0.11% |
3,278,322
+201,308
| +7% | +$18.6M |
|
191
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $303M | 0.11% |
6,013,334
+1,277,108
| +27% | +$64.5M |
|
192
Altria Group
MO
$113B
| $299M | 0.1% |
5,987,365
-793,106
| -12% | -$37.4M |
|
193
PUT
JPMorgan Chase
JPM
$933B
| $296M | 0.1% |
2,124,000
+218,600
| +11% | +$28M |
|
194
Vanguard Health Care ETF
VHT
$18.3B
| $291M | 0.1% |
1,519,255
-15,869
| -1% | -$2.85M |
|
195
Crown Castle
CCI
$33.4B
| $291M | 0.1% |
2,045,658
+250,290
| +14% | +$34.1M |
|
196
First Trust Value Line Dividend Fund
FVD
$8.33B
| $291M | 0.1% |
8,063,005
+413,640
| +5% | +$14.6M |
|
197
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
| $290M | 0.1% |
3,576,850
+181,126
| +5% | +$14.7M |
|
198
PUT
Micron Technology
MU
$988B
| $289M | 0.1% |
5,376,300
+52,800
| +1% | +$2.52M |
|
199
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
| $288M | 0.1% |
2,849,661
-14,416
| -0.5% | -$1.39M |
|
200
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
| $287M | 0.1% |
3,761,302
-44,776
| -1% | -$3.28M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.