UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Teleflex
TFX
$5.98B
| $10.4M | ﹤0.01% |
52,733
+13,395
| +34% | +$3.04M |
|
1952
CALL
Canadian Natural Resources
CNQ
$93.8B
| $10.3M | ﹤0.01% |
+320,000
| New | +$9.79M |
|
1953
Vipshop
VIPS
$7.53B
| $10.3M | ﹤0.01% |
646,031
-70,282
| -10% | -$1.14M |
|
1954
Atkore
ATKR
$3.16B
| $10.3M | ﹤0.01% |
69,319
+14,245
| +26% | +$2.15M |
|
1955
CALL
Shell
SHEL
$245B
| $10.3M | ﹤0.01% |
160,500
-90,100
| -36% | -$5.61M |
|
1956
SEI Investments
SEIC
$12.6B
| $10.3M | ﹤0.01% |
171,354
-82,298
| -32% | -$5.06M |
|
1957
Trimble
TRMB
$13.9B
| $10.3M | ﹤0.01% |
191,431
-122,889
| -39% | -$6.51M |
|
1958
MKS Inc
MKSI
$20.6B
| $10.3M | ﹤0.01% |
118,958
+14,355
| +14% | +$1.4M |
|
1959
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
| $10.3M | ﹤0.01% |
208,336
+26,593
| +15% | +$1.35M |
|
|
PPL
1960
CALL
PPL Corp
PPL
$26.7B
| $10.3M | ﹤0.01% |
436,500
-31,000
| -7% | -$802K |
|
1961
Columbia EM Core ex-China ETF
XCEM
$2B
| $10.3M | ﹤0.01% |
374,864
+268,271
| +252% | +$7.64M |
|
1962
Louisiana-Pacific
LPX
$5.49B
| $10.3M | ﹤0.01% |
185,663
+167,660
| +931% | +$11M |
|
1963
ProShares Short Russell2000
RWM
$129M
| $10.2M | ﹤0.01% |
423,015
+166,325
| +65% | +$3.81M |
|
|
GAP
1964
CALL
The Gap Inc
GAP
$7.37B
| $10.2M | ﹤0.01% |
961,200
+787,400
| +453% | +$8.03M |
|
1965
PVH
PVH
$4.04B
| $10.2M | ﹤0.01% |
133,499
+56,193
| +73% | +$4.65M |
|
|
PBT
1966
Permian Basin Royalty Trust
PBT
$1.49B
| $10.2M | ﹤0.01% |
479,363
+7,142
| +2% | +$162K |
|
1967
Sphere Entertainment
SPHR
$5.73B
| $10.2M | ﹤0.01% |
273,654
+141,494
| +107% | +$5.21M |
|
1968
CALL
AutoZone
AZO
$51.1B
| $10.2M | ﹤0.01% |
4,000
| – | – |
|
|
1969
PUT
AutoZone
AZO
$51.1B
| $10.2M | ﹤0.01% |
4,000
| – | – |
|
1970
CALL
Huazhu Hotels Group
HTHT
$13B
| $10.2M | ﹤0.01% |
+257,649
| New | +$10.9M |
|
1971
Reinsurance Group of America
RGA
$16.1B
| $10.2M | ﹤0.01% |
69,968
+28,858
| +70% | +$4.09M |
|
1972
First Trust Materials AlphaDEX Fund
FXZ
$398M
| $10.2M | ﹤0.01% |
161,125
-5,341
| -3% | -$348K |
|
1973
PUT
Ares Capital
ARCC
$14.4B
| $10.1M | ﹤0.01% |
+520,000
| New | +$10.1M |
|
1974
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
| $10.1M | ﹤0.01% |
30,200
-185,000
| -86% | -$64.2M |
|
|
FINS
1975
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
| $10.1M | ﹤0.01% |
837,815
+17,694
| +2% | +$210K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.