UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Kadant
KAI
$3.99B
| $11M | ﹤0.01% |
53,853
-580
| -1% | -$114K |
|
1952
CALL
Intuitive Surgical
ISRG
$134B
| $11M | ﹤0.01% |
33,126
-6,900
| -17% | -$2.32M |
|
1953
Gentherm
THRM
$1.27B
| $11M | ﹤0.01% |
135,441
-2,295
| -2% | -$182K |
|
1954
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
| $10.9M | ﹤0.01% |
124,661
-975
| -0.8% | -$83.7K |
|
|
PEO
1955
Adams Natural Resources Fund
PEO
$725M
| $10.9M | ﹤0.01% |
724,990
+22,305
| +3% | +$325K |
|
1956
PUT
Macy's
M
$6.68B
| $10.9M | ﹤0.01% |
484,000
| – | – |
|
1957
iShares MSCI Malaysia ETF
EWM
$325M
| $10.9M | ﹤0.01% |
430,789
+384,916
| +839% | +$9.74M |
|
1958
PUT
Williams Companies
WMB
$86.1B
| $10.9M | ﹤0.01% |
419,800
+16,600
| +4% | +$418K |
|
1959
Pan American Silver
PAAS
$21.6B
| $10.9M | ﹤0.01% |
467,859
+91,615
| +24% | +$2.39M |
|
1960
B&G Foods
BGS
$286M
| $10.9M | ﹤0.01% |
364,245
-101,492
| -22% | -$3.04M |
|
1961
PUT
Colgate-Palmolive
CL
$74.4B
| $10.9M | ﹤0.01% |
144,024
+90,400
| +169% | +$7.18M |
|
1962
Crocs
CROX
$6.55B
| $10.9M | ﹤0.01% |
75,834
-12,699
| -14% | -$1.74M |
|
1963
PUT
GoodRx Holdings
GDRX
$1.26B
| $10.9M | ﹤0.01% |
265,000
+75,000
| +39% | +$2.72M |
|
1964
Landstar System
LSTR
$6.21B
| $10.8M | ﹤0.01% |
68,668
+52,491
| +324% | +$8.38M |
|
1965
Goodyear
GT
$1.85B
| $10.8M | ﹤0.01% |
612,111
-19,454
| -3% | -$316K |
|
|
EMD
1966
Western Asset Emerging Markets Debt Fund
EMD
$616M
| $10.8M | ﹤0.01% |
795,948
+32,857
| +4% | +$457K |
|
1967
CALL
iShares Global Clean Energy ETF
ICLN
$2.4B
| $10.8M | ﹤0.01% |
500,000
+200,000
| +67% | +$4.56M |
|
1968
Bank of Hawaii
BOH
$3.13B
| $10.8M | ﹤0.01% |
131,708
-34,045
| -21% | -$2.82M |
|
1969
Douglas Emmett
DEI
$1.96B
| $10.8M | ﹤0.01% |
342,051
+112,559
| +49% | +$3.71M |
|
1970
Fox Class B
FOX
$23.9B
| $10.8M | ﹤0.01% |
290,934
+158,197
| +119% | +$5.43M |
|
1971
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
| $10.8M | ﹤0.01% |
164,982
+14,349
| +10% | +$967K |
|
|
HRC
1972
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $10.8M | ﹤0.01% |
71,953
+23,445
| +48% | +$3.16M |
|
1973
CALL
Enbridge
ENB
$112B
| $10.7M | ﹤0.01% |
270,000
| – | – |
|
1974
PUT
Newmont
NEM
$119B
| $10.7M | ﹤0.01% |
196,836
-23,800
| -11% | -$1.4M |
|
1975
PUT
Invesco Solar ETF
TAN
$1.49B
| $10.7M | ﹤0.01% |
133,600
-65,000
| -33% | -$5.47M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.