UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
| $8.78M | ﹤0.01% |
266,615
+83,512
| +46% | +$2.62M |
|
|
MRO
1952
DELISTED
Marathon Oil Corporation
MRO
| $8.74M | ﹤0.01% |
1,311,052
+440,770
| +51% | +$2.37M |
|
1953
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
| $8.74M | ﹤0.01% |
106,183
+7,780
| +8% | +$626K |
|
1954
First Trust Natural Gas ETF
FCG
$623M
| $8.73M | ﹤0.01% |
989,563
+146,441
| +17% | +$1.12M |
|
1955
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
| $8.72M | ﹤0.01% |
172,488
+78,870
| +84% | +$3.57M |
|
|
ETV
1956
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
| $8.71M | ﹤0.01% |
567,749
-16,199
| -3% | -$235K |
|
1957
East-West Bancorp
EWBC
$18B
| $8.71M | ﹤0.01% |
171,768
-62,326
| -27% | -$2.65M |
|
1958
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $8.7M | ﹤0.01% |
709,943
+296,663
| +72% | +$3.45M |
|
1959
PUT
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $8.68M | ﹤0.01% |
160,000
| – | – |
|
|
SAVE
1960
DELISTED
Spirit Airlines, Inc.
SAVE
| $8.68M | ﹤0.01% |
354,911
+242,452
| +216% | +$5.02M |
|
|
COR
1961
DELISTED
Coresite Realty Corporation
COR
| $8.67M | ﹤0.01% |
69,240
-2,639
| -4% | -$327K |
|
1962
PUT
Hartford Financial Services
HIG
$39.3B
| $8.65M | ﹤0.01% |
176,600
| – | – |
|
1963
CALL
Chevron
CVX
$366B
| $8.64M | ﹤0.01% |
102,300
-218,300
| -68% | -$17.7M |
|
1964
CALL
Enbridge
ENB
$112B
| $8.64M | ﹤0.01% |
270,000
| – | – |
|
1965
Sunoco
SUN
$13.3B
| $8.62M | ﹤0.01% |
299,511
-351,548
| -54% | -$9.53M |
|
1966
WisdomTree US High Dividend Fund
DHS
$1.58B
| $8.58M | ﹤0.01% |
123,767
-7,584
| -6% | -$506K |
|
1967
iShares Genomics Immunology and Healthcare ETF
IDNA
$205M
| $8.58M | ﹤0.01% |
186,765
+99,284
| +113% | +$4.29M |
|
1968
PUT
KB Home
KBH
$3.59B
| $8.55M | ﹤0.01% |
255,000
| – | – |
|
|
TIF
1969
PUT
DELISTED
Tiffany & Co.
TIF
| $8.54M | ﹤0.01% |
65,000
| – | – |
|
1970
Federal Signal
FSS
$7.83B
| $8.53M | ﹤0.01% |
257,304
-13,445
| -5% | -$424K |
|
1971
CGI
GIB
$15.5B
| $8.53M | ﹤0.01% |
107,503
-47,236
| -31% | -$3.37M |
|
1972
Timken Company
TKR
$9.03B
| $8.52M | ﹤0.01% |
110,176
-15,343
| -12% | -$1.04M |
|
1973
Devon Energy
DVN
$47.3B
| $8.51M | ﹤0.01% |
538,297
+20,641
| +4% | +$256K |
|
|
HIO
1974
Western Asset High Income Opportunity Fund
HIO
$340M
| $8.51M | ﹤0.01% |
1,719,039
-400,231
| -19% | -$1.99M |
|
1975
Petrobras Class A
PBR.A
$103B
| $8.51M | ﹤0.01% |
769,397
+41,306
| +6% | +$361K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.