UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Invesco Advantage Municipal Income Trust II
VKI
$401M
| $4.88M | ﹤0.01% |
475,387
-122,954
| -21% | -$1.35M |
|
|
WUBA
1952
PUT
DELISTED
58.com Inc
WUBA
| $4.87M | ﹤0.01% |
+100,000
| New | +$5.75M |
|
1953
Kimco Realty
KIM
$16.4B
| $4.86M | ﹤0.01% |
502,643
-132,617
| -21% | -$2.28M |
|
1954
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
| $4.86M | ﹤0.01% |
104,141
-40,163
| -28% | -$2.04M |
|
1955
PUT
Ericsson
ERIC
$33.3B
| $4.85M | ﹤0.01% |
+600,000
| New | +$4.91M |
|
1956
PUT
FedEx
FDX
$75.4B
| $4.85M | ﹤0.01% |
40,000
+3,000
| +8% | +$422K |
|
1957
CALL
Delta Air Lines
DAL
$60.1B
| $4.84M | ﹤0.01% |
169,800
-140,500
| -45% | -$6.96M |
|
1958
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
| $4.83M | ﹤0.01% |
757,501
-613,945
| -45% | -$4.94M |
|
1959
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
| $4.83M | ﹤0.01% |
104,646
-10,171
| -9% | -$600K |
|
|
SIEN
1960
DELISTED
Sientra, Inc.
SIEN
| $4.83M | ﹤0.01% |
242,823
+3,202
| +1% | +$167K |
|
1961
CALL
Axalta
AXTA
$8.17B
| $4.83M | ﹤0.01% |
279,600
-4,700
| -2% | -$120K |
|
1962
EXL Service
EXLS
$5.29B
| $4.82M | ﹤0.01% |
462,925
+179,550
| +63% | +$2.45M |
|
1963
Genesis Energy
GEL
$1.84B
| $4.82M | ﹤0.01% |
1,228,904
-512,229
| -29% | -$7.06M |
|
1964
PUT
NetEase
NTES
$84.7B
| $4.81M | ﹤0.01% |
75,000
-196,500
| -72% | -$12.9M |
|
1965
CALL
Sun Life Financial
SLF
$45.4B
| $4.81M | ﹤0.01% |
150,000
| – | – |
|
1966
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
| $4.81M | ﹤0.01% |
204,871
+54,304
| +36% | +$1.59M |
|
1967
CALL
Under Armour Class C
UA
$2.53B
| $4.8M | ﹤0.01% |
595,000
-211,300
| -26% | -$3.03M |
|
1968
PUT
Tapestry
TPR
$32.8B
| $4.79M | ﹤0.01% |
369,600
+242,500
| +191% | +$5.68M |
|
1969
CALL
Intuit
INTU
$89B
| $4.78M | ﹤0.01% |
20,800
+15,800
| +316% | +$4.28M |
|
|
PBFX
1970
DELISTED
PBF LOGISTICS LP
PBFX
| $4.78M | ﹤0.01% |
707,561
-112,067
| -14% | -$1.87M |
|
1971
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $4.77M | ﹤0.01% |
631,872
-1,198,915
| -65% | -$11.1M |
|
|
PXD
1972
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $4.77M | ﹤0.01% |
68,000
-966,700
| -93% | -$115M |
|
1973
Kohl's
KSS
$2.19B
| $4.76M | ﹤0.01% |
326,419
-19,853
| -6% | -$744K |
|
1974
PUT
Snap
SNAP
$9.01B
| $4.76M | ﹤0.01% |
400,000
-1,802,600
| -82% | -$27.7M |
|
1975
Papa John's
PZZA
$806M
| $4.75M | ﹤0.01% |
89,089
-19,907
| -18% | -$1.2M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.