UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SCHW
1951
PUT
Charles Schwab
SCHW
$188B
| $10M | ﹤0.01% |
210,300
+58,100
| +38% | +$2.56M |
|
1952
Emcor
EME
$36.3B
| $10M | ﹤0.01% |
115,823
+56,037
| +94% | +$4.93M |
|
1953
PUT
lululemon athletica
LULU
$14B
| $9.98M | ﹤0.01% |
+43,100
| New | +$9.19M |
|
1954
GoDaddy
GDDY
$11.6B
| $9.98M | ﹤0.01% |
147,011
-87,823
| -37% | -$5.81M |
|
1955
Curtiss-Wright
CW
$27.6B
| $9.97M | ﹤0.01% |
70,794
+27,464
| +63% | +$3.72M |
|
|
PPLI
1956
PUT
People Inc
PPLI
$3.28B
| $9.96M | ﹤0.01% |
+223,816
| New | +$9.02M |
|
1957
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
| $9.95M | ﹤0.01% |
143,122
-2,810
| -2% | -$188K |
|
1958
Globus Medical
GMED
$10.9B
| $9.93M | ﹤0.01% |
168,710
+46,190
| +38% | +$2.51M |
|
1959
ONE Gas
OGS
$4.97B
| $9.93M | ﹤0.01% |
106,158
+34,248
| +48% | +$3.13M |
|
|
PCH
1960
DELISTED
PotlatchDeltic
PCH
| $9.93M | ﹤0.01% |
229,569
+94,019
| +69% | +$4.01M |
|
1961
CALL
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $9.93M | ﹤0.01% |
223,300
+131,100
| +142% | +$5.55M |
|
1962
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
| $9.93M | ﹤0.01% |
699,409
+121,847
| +21% | +$1.73M |
|
1963
CALL
Procter & Gamble
PG
$342B
| $9.92M | ﹤0.01% |
79,400
+57,400
| +261% | +$7.02M |
|
|
MRO
1964
PUT
DELISTED
Marathon Oil Corporation
MRO
| $9.91M | ﹤0.01% |
730,000
-100,000
| -12% | -$1.22M |
|
|
TMX
1965
CALL
DELISTED
Terminix Global Holdings, Inc.
TMX
| $9.91M | ﹤0.01% |
256,400
+29,500
| +13% | +$1.25M |
|
1966
Bunge Global
BG
$20.5B
| $9.9M | ﹤0.01% |
172,064
-56,717
| -25% | -$3.14M |
|
1967
Delek US
DK
$3.66B
| $9.88M | ﹤0.01% |
294,540
-42,103
| -13% | -$1.52M |
|
|
VMW
1968
PUT
DELISTED
VMware, Inc
VMW
| $9.87M | ﹤0.01% |
65,000
+40,000
| +160% | +$6.27M |
|
|
EFR
1969
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
| $9.84M | ﹤0.01% |
726,254
+163,100
| +29% | +$2.13M |
|
1970
PUT
TJX Companies
TJX
$177B
| $9.84M | ﹤0.01% |
161,100
+119,600
| +288% | +$7.07M |
|
|
AGR
1971
DELISTED
Avangrid, Inc.
AGR
| $9.82M | ﹤0.01% |
192,044
+116,178
| +153% | +$5.78M |
|
|
CNXM
1972
DELISTED
CNX Midstream Partners LP
CNXM
| $9.82M | ﹤0.01% |
596,435
-135,491
| -19% | -$1.95M |
|
1973
Honda
HMC
$39.7B
| $9.81M | ﹤0.01% |
346,636
-40,180
| -10% | -$1.12M |
|
1974
PUT
Occidental Petroleum
OXY
$53.5B
| $9.8M | ﹤0.01% |
237,700
+57,500
| +32% | +$2.3M |
|
1975
BlackRock Science and Technology Trust
BST
$1.69B
| $9.79M | ﹤0.01% |
297,813
-2,842
| -0.9% | -$92.3K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.