UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KAMN
1951
DELISTED
Kaman Corp
KAMN
| $7.88M | ﹤0.01% |
132,527
+33,341
| +34% | +$2M |
|
|
FAX
1952
abrdn Asia-Pacific Income Fund
FAX
$594M
| $7.88M | ﹤0.01% |
313,322
+2,689
| +0.9% | +$67.7K |
|
1953
LivaNova
LIVN
$4.21B
| $7.88M | ﹤0.01% |
106,739
+29,613
| +38% | +$2.28M |
|
1954
Cracker Barrel
CBRL
$1.29B
| $7.87M | ﹤0.01% |
48,362
+6,284
| +15% | +$1.06M |
|
|
AYX
1955
DELISTED
Alteryx Inc
AYX
| $7.85M | ﹤0.01% |
73,069
-36,737
| -33% | -$4.56M |
|
1956
Evertec
EVTC
$1.84B
| $7.84M | ﹤0.01% |
251,260
+33,471
| +15% | +$1.12M |
|
1957
AXIS Capital
AXS
$7.59B
| $7.83M | ﹤0.01% |
117,406
+18,917
| +19% | +$1.19M |
|
1958
Columbia Sportswear
COLM
$2.95B
| $7.83M | ﹤0.01% |
80,811
-3,560
| -4% | -$352K |
|
1959
CALL
TotalEnergies
TTE
$191B
| $7.8M | ﹤0.01% |
150,000
-289,500
| -66% | -$15M |
|
1960
Insulet
PODD
$9.49B
| $7.79M | ﹤0.01% |
47,218
+13,392
| +40% | +$1.88M |
|
|
GOOS
1961
Canada Goose Holdings
GOOS
$840M
| $7.77M | ﹤0.01% |
176,811
-26,784
| -13% | -$1.12M |
|
|
JHB
1962
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
| $7.77M | ﹤0.01% |
785,566
-13,520
| -2% | -$134K |
|
1963
Qorvo
QRVO
$8.41B
| $7.77M | ﹤0.01% |
104,777
-17,429
| -14% | -$1.27M |
|
1964
Americold
COLD
$4.32B
| $7.76M | ﹤0.01% |
209,303
+135,210
| +182% | +$4.76M |
|
1965
Viavi Solutions
VIAV
$9.97B
| $7.75M | ﹤0.01% |
553,679
+334,551
| +153% | +$4.76M |
|
1966
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$392M
| $7.75M | ﹤0.01% |
147,793
-31,797
| -18% | -$1.71M |
|
1967
PUT
T-Mobile US
TMUS
$193B
| $7.75M | ﹤0.01% |
98,400
+80,200
| +441% | +$6.28M |
|
1968
VanEck Short High Yield Muni ETF
SHYD
$453M
| $7.75M | ﹤0.01% |
307,718
+16,920
| +6% | +$426K |
|
|
FINS
1969
Angel Oak Financial Strategies Income Term Trust
FINS
$419M
| $7.74M | ﹤0.01% |
383,772
+165,972
| +76% | +$3.36M |
|
1970
Ryman Hospitality Properties
RHP
$7.83B
| $7.73M | ﹤0.01% |
94,498
+35,322
| +60% | +$2.8M |
|
1971
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
| $7.71M | ﹤0.01% |
85,833
+12,158
| +17% | +$1.09M |
|
1972
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
| $7.71M | ﹤0.01% |
440,381
-8,174
| -2% | -$144K |
|
1973
iShares US Basic Materials ETF
IYM
$1.23B
| $7.7M | ﹤0.01% |
83,452
+2,994
| +4% | +$276K |
|
|
RSX
1974
CALL
DELISTED
VanEck Russia ETF
RSX
| $7.7M | ﹤0.01% |
337,500
| – | – |
|
|
WBK
1975
DELISTED
Westpac Banking Corporation
WBK
| $7.69M | ﹤0.01% |
384,824
+10,170
| +3% | +$199K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.