UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CLR
1951
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $6.5M | ﹤0.01% |
168,400
+17,300
| +11% | +$587K |
|
1952
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
| $6.5M | ﹤0.01% |
225,180
+2,415
| +1% | +$68.1K |
|
|
GRA
1953
CALL
DELISTED
W.R. Grace & Co.
GRA
| $6.49M | ﹤0.01% |
+89,900
| New | +$6.35M |
|
|
RSPP
1954
DELISTED
RSP Permian, Inc.
RSPP
| $6.48M | ﹤0.01% |
187,370
-18,297
| -9% | -$588K |
|
|
PRAH
1955
DELISTED
PRA Health Sciences, Inc.
PRAH
| $6.46M | ﹤0.01% |
84,752
+4,996
| +6% | +$378K |
|
1956
Invesco Dorsey Wright Technology Momentum ETF
PTF
$593M
| $6.45M | ﹤0.01% |
382,350
-15,642
| -4% | -$252K |
|
1957
Columbia Sportswear
COLM
$3.04B
| $6.45M | ﹤0.01% |
104,682
-15,976
| -13% | -$926K |
|
1958
Antero Resources
AR
$11.1B
| $6.44M | ﹤0.01% |
323,802
+15,446
| +5% | +$311K |
|
1959
PUT
Citizens Financial Group
CFG
$30.3B
| $6.44M | ﹤0.01% |
170,000
+50,000
| +42% | +$1.75M |
|
1960
Qiagen
QGEN
$8.54B
| $6.43M | ﹤0.01% |
192,662
-109,658
| -36% | -$3.78M |
|
1961
PUT
First Solar
FSLR
$22.7B
| $6.43M | ﹤0.01% |
140,200
-2,649,800
| -95% | -$123M |
|
|
LGF.B
1962
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $6.42M | ﹤0.01% |
202,025
+1,801
| +0.9% | +$50.4K |
|
1963
Melco Resorts & Entertainment
MLCO
$2.22B
| $6.41M | ﹤0.01% |
265,959
-799,141
| -75% | -$17.4M |
|
|
RAD
1964
DELISTED
Rite Aid Corporation
RAD
| $6.41M | ﹤0.01% |
163,462
-43,634
| -21% | -$2.07M |
|
|
WCN
1965
Waste Connections
WCN
$42.2B
| $6.41M | ﹤0.01% |
91,591
-59,069
| -39% | -$3.9M |
|
1966
Bausch Health
BHC
$2.57B
| $6.41M | ﹤0.01% |
447,032
-126,708
| -22% | -$1.92M |
|
1967
Saic
SAIC
$4.95B
| $6.4M | ﹤0.01% |
95,703
+10,130
| +12% | +$703K |
|
|
TPC
1968
Tutor Perini Cor
TPC
$4.41B
| $6.4M | ﹤0.01% |
225,264
+21,275
| +10% | +$572K |
|
1969
Invesco International Corporate Bond ETF
PICB
$355M
| $6.4M | ﹤0.01% |
236,521
-11,122
| -4% | -$300K |
|
1970
Capital Southwest
CSWC
$1.47B
| $6.39M | ﹤0.01% |
373,194
+12,717
| +4% | +$210K |
|
1971
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
| $6.39M | ﹤0.01% |
+56,000
| New | +$6.36M |
|
|
TRUE
1972
DELISTED
TrueCar
TRUE
| $6.39M | ﹤0.01% |
404,550
+38,946
| +11% | +$696K |
|
1973
CALL
Johnson & Johnson
JNJ
$618B
| $6.38M | ﹤0.01% |
49,050
-260,950
| -84% | -$34.6M |
|
|
MUI
1974
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| $6.37M | ﹤0.01% |
449,381
+37,710
| +9% | +$535K |
|
1975
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
| $6.36M | ﹤0.01% |
149,530
-93,821
| -39% | -$3.98M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.