UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
PUT
Booking.com
BKNG
$161B
| $10.8M | ﹤0.01% |
87,500
+40,000
| +84% | +$4.84M |
|
1927
PUT
Universal Display
OLED
$4.19B
| $10.8M | ﹤0.01% |
68,500
+65,900
| +2,535% | +$10M |
|
1928
CALL
Teck Resources
TECK
$32.6B
| $10.7M | ﹤0.01% |
249,000
+137,600
| +124% | +$5.7M |
|
1929
Flowserve
FLS
$10.2B
| $10.7M | ﹤0.01% |
269,672
+207,346
| +333% | +$8.01M |
|
1930
CALL
Waste Management
WM
$91B
| $10.7M | ﹤0.01% |
70,300
-22,500
| -24% | -$3.64M |
|
1931
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
| $10.7M | ﹤0.01% |
71,301
+4,464
| +7% | +$697K |
|
1932
TripAdvisor
TRIP
$1.26B
| $10.6M | ﹤0.01% |
642,304
+95,458
| +17% | +$1.56M |
|
1933
DaVita
DVA
$11.7B
| $10.6M | ﹤0.01% |
112,441
-541,137
| -83% | -$55.2M |
|
1934
CALL
Capital One
COF
$134B
| $10.6M | ﹤0.01% |
109,500
-50,000
| -31% | -$5.35M |
|
1935
Murphy USA
MUSA
$9.61B
| $10.6M | ﹤0.01% |
31,087
+8,972
| +41% | +$2.85M |
|
1936
Newell Brands
NWL
$2.56B
| $10.6M | ﹤0.01% |
1,176,302
+24,633
| +2% | +$245K |
|
1937
US Foods
USFD
$24B
| $10.6M | ﹤0.01% |
266,998
+198,497
| +290% | +$8.23M |
|
1938
CALL
RH
RH
$3.71B
| $10.6M | ﹤0.01% |
+40,000
| New | +$13.9M |
|
1939
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
| $10.6M | ﹤0.01% |
347,186
-69,356
| -17% | -$2.17M |
|
1940
PUT
Sony
SONY
$138B
| $10.5M | ﹤0.01% |
640,000
+151,000
| +31% | +$2.64M |
|
1941
PUT
Rivian
RIVN
$23.2B
| $10.5M | ﹤0.01% |
433,500
-537,300
| -55% | -$12.5M |
|
1942
Nutanix
NTNX
$16.9B
| $10.5M | ﹤0.01% |
300,992
-4,088
| -1% | -$128K |
|
1943
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
| $10.5M | ﹤0.01% |
309,398
-4,497
| -1% | -$154K |
|
1944
CALL
Hartford Financial Services
HIG
$39.3B
| $10.5M | ﹤0.01% |
147,500
| – | – |
|
1945
CALL
Carnival Corporation Ltd
CCL
$39.7B
| $10.5M | ﹤0.01% |
761,900
+672,100
| +748% | +$11.1M |
|
1946
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
| $10.4M | ﹤0.01% |
333,070
-229,444
| -41% | -$7.58M |
|
1947
Global X Uranium ETF
URA
$6.22B
| $10.4M | ﹤0.01% |
386,013
+107,473
| +39% | +$2.53M |
|
|
1948
Teck Resources
TECK
$32.6B
| $10.4M | ﹤0.01% |
241,212
+25,827
| +12% | +$1.07M |
|
1949
SAP
SAP
$238B
| $10.4M | ﹤0.01% |
80,371
+560
| +0.7% | +$76.2K |
|
1950
CALL
Mondelez International
MDLZ
$79.9B
| $10.4M | ﹤0.01% |
149,700
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.