UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
Kadant
KAI
$3.99B
| $12.9M | ﹤0.01% |
55,997
+2,144
| +4% | +$478K |
|
|
MYD
1927
DELISTED
BlackRock MuniYield Fund
MYD
| $12.9M | ﹤0.01% |
875,960
-58,938
| -6% | -$859K |
|
1928
PUT
Kinder Morgan
KMI
$68.7B
| $12.9M | ﹤0.01% |
811,100
+598,800
| +282% | +$9.96M |
|
1929
Invesco CEF Income Composite ETF
PCEF
$814M
| $12.9M | ﹤0.01% |
531,759
+15,693
| +3% | +$378K |
|
1930
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $12.8M | ﹤0.01% |
+8,611
| New | +$12.8M |
|
1931
Genesis Energy
GEL
$1.84B
| $12.8M | ﹤0.01% |
1,197,414
+345,694
| +41% | +$3.85M |
|
1932
Howmet Aerospace
HWM
$112B
| $12.8M | ﹤0.01% |
402,688
-52,266
| -11% | -$1.61M |
|
1933
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
| $12.8M | ﹤0.01% |
232,650
+125,279
| +117% | +$7.15M |
|
1934
CALL
Universal Health Services
UHS
$10.5B
| $12.8M | ﹤0.01% |
98,600
| – | – |
|
1935
CALL
Hain Celestial
HAIN
$53.7M
| $12.8M | ﹤0.01% |
+300,000
| New | +$12.8M |
|
1936
e.l.f. Beauty
ELF
$5.81B
| $12.8M | ﹤0.01% |
384,395
+32,113
| +9% | +$995K |
|
1937
iShares New York Muni Bond ETF
NYF
$1.4B
| $12.8M | ﹤0.01% |
220,190
+9,532
| +5% | +$551K |
|
1938
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $12.8M | ﹤0.01% |
310,731
+2,037
| +0.7% | +$83.2K |
|
1939
Madison Square Garden
MSGS
$9.39B
| $12.8M | ﹤0.01% |
73,415
-2,420
| -3% | -$439K |
|
1940
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
| $12.7M | ﹤0.01% |
243,607
-4,244
| -2% | -$213K |
|
|
OPTU
1941
Optimum Communications Inc
OPTU
$301M
| $12.7M | ﹤0.01% |
783,812
+718,024
| +1,091% | +$12.2M |
|
1942
CALL
Eli Lilly
LLY
$1.06T
| $12.7M | ﹤0.01% |
45,896
-25,990
| -36% | -$6.59M |
|
1943
PUT
Macy's
M
$6.68B
| $12.7M | ﹤0.01% |
484,000
| – | – |
|
1944
CarMax
KMX
$8.26B
| $12.7M | ﹤0.01% |
97,283
-87,764
| -47% | -$12.3M |
|
1945
Asana
ASAN
$2.13B
| $12.7M | ﹤0.01% |
169,794
-30,555
| -15% | -$3.24M |
|
1946
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $12.7M | ﹤0.01% |
85,263
+3,371
| +4% | +$499K |
|
|
DIAX
1947
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $12.6M | ﹤0.01% |
711,745
-7,188
| -1% | -$125K |
|
1948
Manhattan Associates
MANH
$11.4B
| $12.6M | ﹤0.01% |
81,342
+18,102
| +29% | +$2.94M |
|
1949
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
| $12.6M | ﹤0.01% |
788,312
+714,058
| +962% | +$11.8M |
|
|
ONT
1950
Onterris Inc
ONT
$580M
| $12.6M | ﹤0.01% |
178,447
+18,411
| +12% | +$1.28M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.