UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
PUT
DuPont de Nemours
DD
$19.2B
| $11.4M | ﹤0.01% |
133,203
+17,686
| +15% | +$1.64M |
|
|
MNR
1927
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $11.4M | ﹤0.01% |
608,735
+542,317
| +817% | +$10.3M |
|
1928
PUT
Spotify
SPOT
$100B
| $11.3M | ﹤0.01% |
50,000
+13,500
| +37% | +$3.18M |
|
1929
Banco Bradesco
BBD
$36.7B
| $11.3M | ﹤0.01% |
3,233,504
-354,143
| -10% | -$1.41M |
|
1930
State Street SPDR S&P Semiconductor ETF
XSD
$3.04B
| $11.3M | ﹤0.01% |
56,866
+985
| +2% | +$192K |
|
1931
Innovative Industrial Properties
IIPR
$1.72B
| $11.2M | ﹤0.01% |
48,616
+12,374
| +34% | +$2.79M |
|
|
GTLS
1932
DELISTED
Chart Industries
GTLS
| $11.2M | ﹤0.01% |
58,727
+1,086
| +2% | +$187K |
|
1933
PUT
Domino's
DPZ
$11.6B
| $11.2M | ﹤0.01% |
23,500
-15,700
| -40% | -$7.95M |
|
1934
PUT
Air Products & Chemicals
APD
$67.6B
| $11.2M | ﹤0.01% |
43,762
+28,200
| +181% | +$7.8M |
|
|
COR
1935
DELISTED
Coresite Realty Corporation
COR
| $11.2M | ﹤0.01% |
80,877
-21,162
| -21% | -$3.02M |
|
1936
CALL
Kinross Gold
KGC
$32.8B
| $11.2M | ﹤0.01% |
2,089,300
| – | – |
|
1937
Lumentum
LITE
$69.3B
| $11.2M | ﹤0.01% |
133,834
-14,819
| -10% | -$1.24M |
|
1938
Equinor
EQNR
$92.4B
| $11.2M | ﹤0.01% |
438,317
-337
| -0.1% | -$7.21K |
|
1939
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$718M
| $11.2M | ﹤0.01% |
128,740
-6,744
| -5% | -$597K |
|
1940
Tapestry
TPR
$32.8B
| $11.2M | ﹤0.01% |
301,281
-103,503
| -26% | -$4.26M |
|
1941
PUT
iShares MSCI South Korea ETF
EWY
$24.1B
| $11.1M | ﹤0.01% |
138,200
-52,500
| -28% | -$4.57M |
|
1942
PUT
Tyson Foods
TSN
$20.4B
| $11.1M | ﹤0.01% |
140,900
+93,700
| +199% | +$7.07M |
|
|
TWTR
1943
CALL
DELISTED
Twitter, Inc.
TWTR
| $11.1M | ﹤0.01% |
184,031
-385,200
| -68% | -$25.3M |
|
1944
Leidos
LDOS
$17.3B
| $11.1M | ﹤0.01% |
115,518
-7,493
| -6% | -$743K |
|
1945
PUT
TE Connectivity
TEL
$62.6B
| $11.1M | ﹤0.01% |
80,900
+47,000
| +139% | +$6.78M |
|
1946
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
| $11.1M | ﹤0.01% |
418,783
+19,764
| +5% | +$526K |
|
1947
CALL
Marriott Vacations Worldwide
VAC
$4.25B
| $11.1M | ﹤0.01% |
70,500
-163,800
| -70% | -$24.8M |
|
1948
American Homes 4 Rent
AMH
$12.5B
| $11.1M | ﹤0.01% |
290,814
+232,163
| +396% | +$9.49M |
|
1949
Celsius Holdings
CELH
$7.03B
| $11.1M | ﹤0.01% |
367,974
-47,715
| -11% | -$1.23M |
|
1950
CALL
Corning
GLW
$143B
| $11M | ﹤0.01% |
301,260
+81,100
| +37% | +$3.24M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.