UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
MongoDB
MDB
$32.1B
| $6.75M | ﹤0.01% |
29,163
-9,036
| -24% | -$1.96M |
|
1927
Burlington
BURL
$23.2B
| $6.74M | ﹤0.01% |
32,725
+8,765
| +37% | +$1.71M |
|
|
HPS
1928
John Hancock Preferred Income Fund III
HPS
$458M
| $6.74M | ﹤0.01% |
422,027
+6,226
| +1% | +$101K |
|
1929
Erie Indemnity
ERIE
$13.2B
| $6.7M | ﹤0.01% |
31,875
+19,553
| +159% | +$4.1M |
|
1930
Invesco BuyBack Achievers ETF
PKW
$1.76B
| $6.69M | ﹤0.01% |
111,137
-42,469
| -28% | -$2.56M |
|
1931
Goodyear
GT
$1.85B
| $6.69M | ﹤0.01% |
871,832
-47,266
| -5% | -$438K |
|
1932
iShares Global Consumer Staples ETF
KXI
$1.07B
| $6.69M | ﹤0.01% |
120,682
-71,133
| -37% | -$3.9M |
|
1933
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
| $6.69M | ﹤0.01% |
41,441
-244
| -0.6% | -$38.8K |
|
1934
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
| $6.68M | ﹤0.01% |
148,755
-33,696
| -18% | -$1.53M |
|
1935
Expeditors International
EXPD
$23.2B
| $6.68M | ﹤0.01% |
73,759
-15,641
| -17% | -$1.33M |
|
1936
Highwoods Properties
HIW
$3.47B
| $6.66M | ﹤0.01% |
198,513
+135,033
| +213% | +$4.97M |
|
|
HAPN
1937
Happen Inc
HAPN
$2.24B
| $6.66M | ﹤0.01% |
1,414,882
+914,885
| +183% | +$4.82M |
|
1938
Range Resources
RRC
$8.95B
| $6.66M | ﹤0.01% |
1,006,395
+44,425
| +5% | +$322K |
|
1939
PUT
GameStop
GME
$8.6B
| $6.66M | ﹤0.01% |
2,612,000
+1,175,600
| +82% | +$1.7M |
|
1940
CALL
Dick's Sporting Goods
DKS
$18.7B
| $6.66M | ﹤0.01% |
+115,000
| New | +$5.6M |
|
|
NIE
1941
Virtus Equity & Convertible Income Fund
NIE
$732M
| $6.65M | ﹤0.01% |
273,748
-12,712
| -4% | -$307K |
|
1942
PUT
Align Technology
ALGN
$12.3B
| $6.64M | ﹤0.01% |
20,300
-500
| -2% | -$153K |
|
1943
EXL Service
EXLS
$5.29B
| $6.64M | ﹤0.01% |
503,205
+228,635
| +83% | +$2.93M |
|
1944
Reaves Utility Income Fund
UTG
$3.61B
| $6.63M | ﹤0.01% |
212,028
+33,732
| +19% | +$1.06M |
|
|
COOP
1945
CALL
DELISTED
Mr. Cooper
COOP
| $6.63M | ﹤0.01% |
+297,000
| New | +$5.12M |
|
1946
VICI Properties
VICI
$29.4B
| $6.61M | ﹤0.01% |
282,751
-210,829
| -43% | -$4.73M |
|
1947
Golub Capital BDC
GBDC
$3.42B
| $6.6M | ﹤0.01% |
498,504
+9,841
| +2% | +$123K |
|
1948
CALL
Kohl's
KSS
$2.19B
| $6.6M | ﹤0.01% |
356,100
+338,600
| +1,935% | +$7.16M |
|
1949
Invesco California Value Municipal Income Trust
VCV
$522M
| $6.6M | ﹤0.01% |
528,156
+117,737
| +29% | +$1.45M |
|
1950
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
| $6.59M | ﹤0.01% |
220,564
-15,449
| -7% | -$453K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.