UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
Etsy
ETSY
$7.48B
| $8.18M | ﹤0.01% |
144,805
+19,598
| +16% | +$1.15M |
|
|
BEST
1927
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
| $8.18M | ﹤0.01% |
77,470
+35,863
| +86% | +$3.58M |
|
1928
Pacific Biosciences
PACB
$367M
| $8.18M | ﹤0.01% |
1,585,152
-64,858
| -4% | -$363K |
|
1929
PUT
KKR & Co
KKR
$93.9B
| $8.16M | ﹤0.01% |
+304,000
| New | +$8.02M |
|
1930
National Health Investors
NHI
$3.66B
| $8.12M | ﹤0.01% |
98,584
+36,772
| +59% | +$2.99M |
|
1931
PUT
Philip Morris
PM
$293B
| $8.12M | ﹤0.01% |
106,900
+9,000
| +9% | +$713K |
|
1932
Popular Inc
BPOP
$11.3B
| $8.11M | ﹤0.01% |
149,891
-54,884
| -27% | -$2.97M |
|
1933
CALL
Devon Energy
DVN
$49.4B
| $8.07M | ﹤0.01% |
335,500
-256,000
| -43% | -$6.41M |
|
1934
PUT
iShares Silver Trust
SLV
$29.7B
| $8.06M | ﹤0.01% |
506,370
-15,823
| -3% | -$252K |
|
1935
CALL
NCR Voyix
VYX
$1.21B
| $8.05M | ﹤0.01% |
415,650
-138,550
| -25% | -$2.68M |
|
1936
Ironwood Pharmaceuticals
IRWD
$701M
| $8.03M | ﹤0.01% |
935,614
+513,070
| +121% | +$4.99M |
|
1937
Tower Semiconductor
TSEM
$26B
| $8.03M | ﹤0.01% |
417,277
+250,693
| +150% | +$4.68M |
|
1938
CALL
Blackrock
BLK
$175B
| $8.02M | ﹤0.01% |
18,000
+15,692
| +680% | +$6.99M |
|
1939
PUT
Occidental Petroleum
OXY
$56.1B
| $8.01M | ﹤0.01% |
180,200
| – | – |
|
1940
Selective Insurance
SIGI
$5.76B
| $8.01M | ﹤0.01% |
106,539
+38,046
| +56% | +$2.94M |
|
1941
EPR Properties
EPR
$4.72B
| $8.01M | ﹤0.01% |
104,207
-69,617
| -40% | -$5.3M |
|
1942
Global X US Infrastructure Development ETF
PAVE
$15.2B
| $8M | ﹤0.01% |
494,989
+82,284
| +20% | +$1.3M |
|
1943
Qiagen
QGEN
$8.65B
| $8M | ﹤0.01% |
228,797
+105,261
| +85% | +$4.05M |
|
1944
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
| $7.94M | ﹤0.01% |
311,882
-41,937
| -12% | -$1.06M |
|
1945
Invesco S&P 500 BuyWrite ETF
PBP
$362M
| $7.94M | ﹤0.01% |
366,963
-1,719
| -0.5% | -$37.3K |
|
1946
Five Below
FIVE
$12.7B
| $7.94M | ﹤0.01% |
62,990
-12,184
| -16% | -$1.48M |
|
1947
PUT
Suncor Energy
SU
$71.9B
| $7.94M | ﹤0.01% |
251,300
-31,900
| -11% | -$960K |
|
1948
BlackRock Enhanced Global Dividend Trust
BOE
$683M
| $7.92M | ﹤0.01% |
759,469
-13,748
| -2% | -$143K |
|
1949
Universal Display
OLED
$4.01B
| $7.92M | ﹤0.01% |
47,176
-18,530
| -28% | -$3.71M |
|
1950
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
| $7.91M | ﹤0.01% |
489,615
+25,634
| +6% | +$407K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.