UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
Unifirst Corp
UNF
$5.3B
| $5.97M | ﹤0.01% |
42,244
+3,223
| +8% | +$426K |
|
1927
Nokia
NOK
$51B
| $5.95M | ﹤0.01% |
1,098,328
+197,907
| +22% | +$996K |
|
|
SFBS
1928
ServisFirst Bancshares
SFBS
$4.89B
| $5.95M | ﹤0.01% |
163,591
-8,167
| -5% | -$320K |
|
1929
Invesco Zacks Mid-Cap ETF
CZA
$190M
| $5.95M | ﹤0.01% |
102,123
+2,001
| +2% | +$114K |
|
|
EV
1930
DELISTED
Eaton Vance Corp.
EV
| $5.95M | ﹤0.01% |
132,230
+24,680
| +23% | +$1.09M |
|
|
WPX
1931
CALL
DELISTED
WPX Energy, Inc.
WPX
| $5.91M | ﹤0.01% |
+441,500
| New | +$5.89M |
|
1932
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
| $5.9M | ﹤0.01% |
134,284
-8,426
| -6% | -$367K |
|
|
OCIP
1933
DELISTED
OCI Partners LP
OCIP
| $5.89M | ﹤0.01% |
588,746
-242
| -0% | -$2.31K |
|
1934
National Beverage
FIZZ
$2.96B
| $5.88M | ﹤0.01% |
139,162
-352,346
| -72% | -$10.6M |
|
1935
CALL
Nucor
NUE
$58.6B
| $5.88M | ﹤0.01% |
98,500
+75,300
| +325% | +$4.6M |
|
|
LGF.B
1936
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $5.87M | ﹤0.01% |
240,699
+47,785
| +25% | +$1.21M |
|
1937
iShares International Treasury Bond ETF
IGOV
$1.53B
| $5.87M | ﹤0.01% |
128,340
-94,200
| -42% | -$4.26M |
|
1938
Texas Capital Bancshares
TCBI
$4.3B
| $5.86M | ﹤0.01% |
70,175
+32,716
| +87% | +$2.74M |
|
1939
Reliance Steel & Aluminium
RS
$20.7B
| $5.84M | ﹤0.01% |
73,030
+53,814
| +280% | +$4.42M |
|
|
NBL
1940
CALL
DELISTED
Noble Energy, Inc.
NBL
| $5.83M | ﹤0.01% |
+169,900
| New | +$6.29M |
|
|
WNR
1941
DELISTED
Western Refining Inc
WNR
| $5.83M | ﹤0.01% |
166,225
+56,709
| +52% | +$2.05M |
|
|
JMBA
1942
DELISTED
Jamba, Inc.
JMBA
| $5.83M | ﹤0.01% |
643,750
-1,041
| -0.2% | -$10K |
|
1943
VeriSign
VRSN
$26.2B
| $5.82M | ﹤0.01% |
66,764
+3,620
| +6% | +$301K |
|
1944
Gladstone Capital
GLAD
$422M
| $5.81M | ﹤0.01% |
306,261
+51,302
| +20% | +$959K |
|
|
OEFA
1945
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$36.5M
| $5.8M | ﹤0.01% |
248,537
+226,941
| +1,051% | +$5.05M |
|
1946
Synopsys
SNPS
$74.4B
| $5.8M | ﹤0.01% |
80,438
-8,182
| -9% | -$548K |
|
1947
PUT
Five Below
FIVE
$12B
| $5.8M | ﹤0.01% |
+133,900
| New | +$5.32M |
|
1948
Enovis
ENOV
$1.68B
| $5.8M | ﹤0.01% |
85,778
+3,649
| +4% | +$243K |
|
1949
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $5.79M | ﹤0.01% |
503,470
+115,178
| +30% | +$1.36M |
|
|
WBMD
1950
DELISTED
WebMD Health Corp.
WBMD
| $5.79M | ﹤0.01% |
109,859
-17,941
| -14% | -$916K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.