UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.31B
| $5.45M | ﹤0.01% |
228,400
+128,400
| +128% | +$3.09M |
|
1927
CF Industries
CF
$18.4B
| $5.45M | ﹤0.01% |
223,647
-312,268
| -58% | -$7.62M |
|
|
UMPQ
1928
DELISTED
Umpqua Holdings Corp
UMPQ
| $5.44M | ﹤0.01% |
361,606
-3,690
| -1% | -$57.5K |
|
1929
First Trust Water ETF
FIW
$1.88B
| $5.43M | ﹤0.01% |
143,780
+23,085
| +19% | +$850K |
|
1930
Royal Gold
RGLD
$17B
| $5.43M | ﹤0.01% |
70,094
-25,576
| -27% | -$2.05M |
|
1931
Dolby
DLB
$5.57B
| $5.42M | ﹤0.01% |
99,770
+32,989
| +49% | +$1.65M |
|
1932
CALL
3M
MMM
$90.9B
| $5.41M | ﹤0.01% |
36,717
+239
| +0.7% | +$35.7K |
|
|
BIG
1933
DELISTED
Big Lots, Inc.
BIG
| $5.4M | ﹤0.01% |
113,124
+17,985
| +19% | +$920K |
|
|
DS
1934
DELISTED
Drive Shack Inc.
DS
| $5.39M | ﹤0.01% |
1,190,475
-248,987
| -17% | -$1.15M |
|
|
FSD
1935
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $5.39M | ﹤0.01% |
345,612
+102,586
| +42% | +$1.58M |
|
1936
PUT
Marriott International
MAR
$91.5B
| $5.39M | ﹤0.01% |
80,000
+53,900
| +207% | +$3.8M |
|
|
CLR
1937
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $5.39M | ﹤0.01% |
103,665
+33,236
| +47% | +$1.54M |
|
1938
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
| $5.37M | ﹤0.01% |
202,105
+46,487
| +30% | +$1.24M |
|
|
AET
1939
CALL
DELISTED
Aetna Inc
AET
| $5.37M | ﹤0.01% |
+46,500
| New | +$5.45M |
|
1940
CALL
Labcorp
LH
$25B
| $5.36M | ﹤0.01% |
+45,396
| New | +$5.35M |
|
1941
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
| $5.35M | ﹤0.01% |
138,928
-9,722
| -7% | -$364K |
|
1942
Oxford Square Capital
OXSQ
$162M
| $5.34M | ﹤0.01% |
918,513
+16,825
| +2% | +$98.8K |
|
|
MCA
1943
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $5.34M | ﹤0.01% |
327,507
+31,086
| +10% | +$514K |
|
1944
Donaldson
DCI
$11B
| $5.34M | ﹤0.01% |
143,097
+31,487
| +28% | +$1.15M |
|
1945
CALL
Illumina
ILMN
$30.3B
| $5.34M | ﹤0.01% |
+30,223
| New | +$4.84M |
|
1946
First Trust Global Wind Energy ETF
FAN
$278M
| $5.33M | ﹤0.01% |
400,860
+106,362
| +36% | +$1.4M |
|
1947
WisdomTree Enhanced Commodity Strategy Fund
GCC
$268M
| $5.32M | ﹤0.01% |
273,487
+21,811
| +9% | +$433K |
|
1948
CALL
iShares MSCI ACWI ETF
ACWI
$32.7B
| $5.32M | ﹤0.01% |
90,000
+72,500
| +414% | +$4.23M |
|
|
1949
PUT
iShares MSCI ACWI ETF
ACWI
$32.7B
| $5.32M | ﹤0.01% |
+90,000
| New | +$5.25M |
|
|
SPLK
1950
DELISTED
Splunk Inc
SPLK
| $5.3M | ﹤0.01% |
90,292
-4,784
| -5% | -$287K |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.