UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
| $6.97M | ﹤0.01% |
118,120
-8,075
| -6% | -$483K |
|
1902
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
| $6.94M | ﹤0.01% |
184,070
-10,811
| -6% | -$412K |
|
|
PCH
1903
DELISTED
PotlatchDeltic
PCH
| $6.92M | ﹤0.01% |
164,436
+132,772
| +419% | +$5.67M |
|
1904
PUT
Keysight
KEYS
$58.3B
| $6.92M | ﹤0.01% |
70,000
+40,000
| +133% | +$3.93M |
|
1905
AptarGroup
ATR
$8.61B
| $6.91M | ﹤0.01% |
61,039
+38,086
| +166% | +$4.46M |
|
1906
PUT
Kohl's
KSS
$2.19B
| $6.9M | ﹤0.01% |
372,300
| – | – |
|
|
PDX
1907
PIMCO Dynamic Income Strategy Fund
PDX
$965M
| $6.89M | ﹤0.01% |
1,112,961
-39,669
| -3% | -$275K |
|
1908
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
| $6.88M | ﹤0.01% |
129,420
-3,567
| -3% | -$190K |
|
1909
Plug Power
PLUG
$3.04B
| $6.88M | ﹤0.01% |
513,191
+289,168
| +129% | +$3.19M |
|
|
NSTG
1910
DELISTED
NanoString Technologies, Inc.
NSTG
| $6.88M | ﹤0.01% |
153,872
+41,525
| +37% | +$1.61M |
|
1911
Westlake Chemical Partners
WLKP
$763M
| $6.88M | ﹤0.01% |
366,731
-32,911
| -8% | -$653K |
|
|
NBIS
1912
Nebius Group N.V.
NBIS
$47.7B
| $6.87M | ﹤0.01% |
105,338
-1,009,615
| -91% | -$60.2M |
|
1913
Raymond James Financial
RJF
$34B
| $6.86M | ﹤0.01% |
141,488
-19,332
| -12% | -$936K |
|
1914
Dentsply Sirona
XRAY
$2.43B
| $6.86M | ﹤0.01% |
156,801
-29,245
| -16% | -$1.29M |
|
1915
Invesco Semiconductors ETF
PSI
$2.53B
| $6.83M | ﹤0.01% |
264,612
-59,187
| -18% | -$1.54M |
|
1916
e.l.f. Beauty
ELF
$5.81B
| $6.83M | ﹤0.01% |
371,541
-11,212
| -3% | -$212K |
|
1917
Timken Company
TKR
$9.03B
| $6.81M | ﹤0.01% |
125,519
+9,151
| +8% | +$472K |
|
1918
PUT
Trip.com Group
TCOM
$29.1B
| $6.79M | ﹤0.01% |
218,200
-16,800
| -7% | -$477K |
|
1919
PUT
Ulta Beauty
ULTA
$24.3B
| $6.79M | ﹤0.01% |
+30,300
| New | +$6.52M |
|
|
RSX
1920
DELISTED
VanEck Russia ETF
RSX
| $6.79M | ﹤0.01% |
323,990
-620,423
| -66% | -$13.7M |
|
|
IAA
1921
DELISTED
IAA, Inc. Common Stock
IAA
| $6.78M | ﹤0.01% |
130,157
-1,231
| -0.9% | -$57.3K |
|
|
IBMM
1922
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
| $6.77M | ﹤0.01% |
249,847
+5,972
| +2% | +$162K |
|
1923
Novavax
NVAX
$1.31B
| $6.77M | ﹤0.01% |
62,461
+49,781
| +393% | +$6.06M |
|
|
DCH
1924
PUT
Dauch Corp
DCH
$1.51B
| $6.76M | ﹤0.01% |
1,170,900
-35,100
| -3% | -$251K |
|
1925
Popular Inc
BPOP
$11.1B
| $6.75M | ﹤0.01% |
186,220
+86,365
| +86% | +$3.2M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.