UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Spire
SR
$4.78B
| $10.6M | ﹤0.01% |
127,756
+61,277
| +92% | +$5.02M |
|
1902
Invesco Senior Income Trust
VVR
$459M
| $10.6M | ﹤0.01% |
2,477,843
+14,488
| +0.6% | +$60.4K |
|
|
GES
1903
CALL
DELISTED
Guess Inc
GES
| $10.6M | ﹤0.01% |
+474,100
| New | +$8.83M |
|
1904
CALL
Pfizer
PFE
$147B
| $10.6M | ﹤0.01% |
285,212
+251,168
| +738% | +$8.95M |
|
|
SAVE
1905
DELISTED
Spirit Airlines, Inc.
SAVE
| $10.6M | ﹤0.01% |
262,485
-72,987
| -22% | -$2.77M |
|
1906
CALL
General Motors
GM
$78.2B
| $10.6M | ﹤0.01% |
289,000
-111,000
| -28% | -$4.03M |
|
1907
Federal Signal
FSS
$7.95B
| $10.6M | ﹤0.01% |
327,921
+47,133
| +17% | +$1.54M |
|
1908
Apple Hospitality REIT
APLE
$3.91B
| $10.6M | ﹤0.01% |
650,727
+100,491
| +18% | +$1.63M |
|
1909
PVH
PVH
$4.01B
| $10.6M | ﹤0.01% |
100,562
+29,679
| +42% | +$2.83M |
|
|
MNK
1910
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $10.6M | ﹤0.01% |
3,024,265
+393,660
| +15% | +$1.23M |
|
1911
CALL
Medtronic
MDT
$110B
| $10.5M | ﹤0.01% |
92,900
-76,100
| -45% | -$8.35M |
|
1912
Valley National Bancorp
VLY
$8.17B
| $10.5M | ﹤0.01% |
920,256
+388,429
| +73% | +$4.47M |
|
1913
PUT
TripAdvisor
TRIP
$1.63B
| $10.5M | ﹤0.01% |
346,300
+195,300
| +129% | +$6.57M |
|
1914
Hess Midstream
HESM
$5.15B
| $10.5M | ﹤0.01% |
463,842
+5,908
| +1% | +$124K |
|
|
SPLK
1915
CALL
DELISTED
Splunk Inc
SPLK
| $10.5M | ﹤0.01% |
70,200
| – | – |
|
1916
CALL
Diamondback Energy
FANG
$52.4B
| $10.5M | ﹤0.01% |
113,100
+95,300
| +535% | +$7.91M |
|
1917
Old Republic International
ORI
$10.5B
| $10.5M | ﹤0.01% |
469,335
-606,477
| -56% | -$13.8M |
|
|
WRI
1918
DELISTED
Weingarten Realty Investors
WRI
| $10.5M | ﹤0.01% |
335,050
+148,409
| +80% | +$4.54M |
|
1919
Healthcare Services Group
HCSG
$1.57B
| $10.4M | ﹤0.01% |
429,027
+84,623
| +25% | +$2.1M |
|
1920
CALL
Union Pacific
UNP
$176B
| $10.4M | ﹤0.01% |
57,400
+47,400
| +474% | +$8.11M |
|
1921
ASE Group
ASX
$80.9B
| $10.3M | ﹤0.01% |
1,860,240
-165,722
| -8% | -$851K |
|
1922
CALL
Franco-Nevada
FNV
$43.7B
| $10.3M | ﹤0.01% |
100,000
+58,000
| +138% | +$5.61M |
|
1923
WEX
WEX
$6.42B
| $10.3M | ﹤0.01% |
49,306
+38,018
| +337% | +$7.62M |
|
1924
PUT
Avis
CAR
$4.9B
| $10.3M | ﹤0.01% |
320,000
| – | – |
|
1925
PG&E
PCG
$37.9B
| $10.3M | ﹤0.01% |
948,049
-604,933
| -39% | -$5.18M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.