UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Pan American Silver
PAAS
$18B
| $8.06M | ﹤0.01% |
517,889
+130,524
| +34% | +$2.07M |
|
1902
PUT
Ulta Beauty
ULTA
$21.9B
| $8.05M | ﹤0.01% |
+36,000
| New | +$7.62M |
|
|
TGP
1903
DELISTED
Teekay LNG Partners L.P.
TGP
| $8.05M | ﹤0.01% |
399,574
+47,802
| +14% | +$869K |
|
1904
CALL
Vale
VALE
$63.3B
| $8.04M | ﹤0.01% |
657,700
-32,300
| -5% | -$343K |
|
1905
KT
KT
$8.59B
| $8.04M | ﹤0.01% |
515,256
-526,727
| -51% | -$7.76M |
|
1906
Invesco Advantage Municipal Income Trust II
VKI
$398M
| $8.04M | ﹤0.01% |
706,681
+411,855
| +140% | +$4.69M |
|
1907
UGI
UGI
$7.71B
| $8.04M | ﹤0.01% |
171,217
-13,665
| -7% | -$653K |
|
|
HA
1908
DELISTED
Hawaiian Holdings, Inc.
HA
| $8.04M | ﹤0.01% |
201,655
+127,444
| +172% | +$4.9M |
|
1909
FMC
FMC
$1.36B
| $8.01M | ﹤0.01% |
97,607
-4,288
| -4% | -$345K |
|
|
CCC
1910
DELISTED
Calgon Carbon Corp
CCC
| $8M | ﹤0.01% |
375,683
+138,769
| +59% | +$2.98M |
|
1911
PUT
VF Corp
VFC
$5.75B
| $7.96M | ﹤0.01% |
114,271
+114,059
| +53,801% | +$7.53M |
|
|
B
1912
DELISTED
Barnes Group Inc.
B
| $7.95M | ﹤0.01% |
125,688
+46,808
| +59% | +$3.1M |
|
|
DATA
1913
DELISTED
Tableau Software, Inc.
DATA
| $7.93M | ﹤0.01% |
114,591
+23,142
| +25% | +$1.7M |
|
1914
CALL
Citizens Financial Group
CFG
$30.3B
| $7.93M | ﹤0.01% |
+188,800
| New | +$7.38M |
|
1915
Arrow Electronics
ARW
$11B
| $7.91M | ﹤0.01% |
98,388
+34,337
| +54% | +$2.76M |
|
1916
PUT
Dollar General
DG
$27.9B
| $7.91M | ﹤0.01% |
85,000
+10,000
| +13% | +$860K |
|
|
PDT
1917
John Hancock Premium Dividend Fund
PDT
$636M
| $7.9M | ﹤0.01% |
461,011
-16,574
| -3% | -$281K |
|
1918
CALL
Telus
TU
$14.8B
| $7.88M | ﹤0.01% |
416,000
| – | – |
|
1919
IDEX
IEX
$16.9B
| $7.87M | ﹤0.01% |
59,655
+3,719
| +7% | +$479K |
|
1920
CALL
AB InBev
BUD
$166B
| $7.87M | ﹤0.01% |
70,500
| – | – |
|
|
ONC
1921
BeOne Medicines Ltd
ONC
$32.4B
| $7.84M | ﹤0.01% |
80,187
+34,491
| +75% | +$3.16M |
|
1922
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
| $7.82M | ﹤0.01% |
5,971
-338
| -5% | -$448K |
|
1923
PUT
Target
TGT
$65B
| $7.81M | ﹤0.01% |
119,700
| – | – |
|
1924
CALL
Philip Morris
PM
$299B
| $7.78M | ﹤0.01% |
73,600
-387,500
| -84% | -$41.3M |
|
|
ECF
1925
Ellsworth Growth & Income Fund
ECF
$166M
| $7.77M | ﹤0.01% |
825,557
-6,354
| -0.8% | -$59.1K |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.