UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
Gartner
IT
$11.7B
| $7.25M | ﹤0.01% |
57,985
+4,460
| +8% | +$567K |
|
|
KSU
1877
PUT
DELISTED
Kansas City Southern
KSU
| $7.23M | ﹤0.01% |
+40,000
| New | +$6.93M |
|
1878
American Airlines Group
AAL
$10.6B
| $7.22M | ﹤0.01% |
587,461
+70,212
| +14% | +$880K |
|
1879
Mine Safety
MSA
$7.49B
| $7.22M | ﹤0.01% |
53,784
+6,600
| +14% | +$808K |
|
|
FAX
1880
abrdn Asia-Pacific Income Fund
FAX
$600M
| $7.21M | ﹤0.01% |
301,332
+2,949
| +1% | +$71K |
|
1881
VanEck Biotech ETF
BBH
$422M
| $7.21M | ﹤0.01% |
44,472
+2,488
| +6% | +$405K |
|
1882
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
| $7.21M | ﹤0.01% |
196,419
-35,379
| -15% | -$1.23M |
|
1883
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
| $7.19M | ﹤0.01% |
102,764
+11,170
| +12% | +$739K |
|
|
PML
1884
PIMCO Municipal Income Fund II
PML
$493M
| $7.18M | ﹤0.01% |
531,795
-3,499
| -0.7% | -$47.6K |
|
1885
PUT
Apollo Global Management
APO
$73.4B
| $7.16M | ﹤0.01% |
+160,000
| New | +$7.7M |
|
1886
PUT
Kinder Morgan
KMI
$68.7B
| $7.15M | ﹤0.01% |
580,000
| – | – |
|
1887
CALL
Thor Industries
THO
$4.14B
| $7.14M | ﹤0.01% |
75,000
| – | – |
|
1888
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $7.12M | ﹤0.01% |
63,686
-1,308
| -2% | -$149K |
|
1889
Pan American Silver
PAAS
$21.6B
| $7.11M | ﹤0.01% |
221,249
+17,738
| +9% | +$610K |
|
|
1890
CALL
American Airlines Group
AAL
$10.6B
| $7.1M | ﹤0.01% |
577,700
-155,700
| -21% | -$1.95M |
|
|
MNDT
1891
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $7.1M | ﹤0.01% |
575,000
| – | – |
|
1892
iShares US Energy ETF
IYE
$1.71B
| $7.09M | ﹤0.01% |
444,228
-80,947
| -15% | -$1.53M |
|
1893
CALL
T-Mobile US
TMUS
$190B
| $7.07M | ﹤0.01% |
+61,800
| New | +$6.85M |
|
1894
Liberty Media Series A
FWONA
$23.6B
| $7.07M | ﹤0.01% |
220,227
-46,581
| -17% | -$1.51M |
|
1895
PUT
Advance Auto Parts
AAP
$3.49B
| $7.06M | ﹤0.01% |
46,000
-17,100
| -27% | -$2.57M |
|
1896
CALL
Analog Devices
ADI
$190B
| $7M | ﹤0.01% |
60,000
+40,200
| +203% | +$4.71M |
|
|
1897
PUT
Analog Devices
ADI
$190B
| $7M | ﹤0.01% |
60,000
-1,700
| -3% | -$199K |
|
1898
First Trust Europe AlphaDEX Fund
FEP
$534M
| $6.99M | ﹤0.01% |
210,480
-10,520
| -5% | -$349K |
|
|
MANT
1899
DELISTED
Mantech International Corp
MANT
| $6.98M | ﹤0.01% |
101,345
+17,305
| +21% | +$1.22M |
|
|
NXQ
1900
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $6.98M | ﹤0.01% |
466,022
-3,144
| -0.7% | -$47.8K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.