UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $11M | ﹤0.01% |
100,000
-200,000
| -67% | -$22.3M |
|
|
MYD
1877
DELISTED
BlackRock MuniYield Fund
MYD
| $11M | ﹤0.01% |
743,297
+6,858
| +0.9% | +$100K |
|
|
PACW
1878
DELISTED
PacWest Bancorp
PACW
| $11M | ﹤0.01% |
287,599
+32,786
| +13% | +$1.23M |
|
1879
PUT
New Oriental
EDU
$9.06B
| $11M | ﹤0.01% |
90,500
-176,475
| -66% | -$21.1M |
|
1880
First Horizon
FHN
$12.4B
| $11M | ﹤0.01% |
661,426
+11,457
| +2% | +$186K |
|
1881
State Street SPDR S&P Metals & Mining ETF
XME
$4.28B
| $10.9M | ﹤0.01% |
373,293
-742,615
| -67% | -$20.3M |
|
1882
Kilroy Realty
KRC
$4.5B
| $10.9M | ﹤0.01% |
130,056
+13,547
| +12% | +$1.1M |
|
|
KAMN
1883
DELISTED
Kaman Corp
KAMN
| $10.9M | ﹤0.01% |
165,161
+32,634
| +25% | +$2.04M |
|
1884
National Health Investors
NHI
$3.64B
| $10.9M | ﹤0.01% |
133,432
+34,848
| +35% | +$2.85M |
|
1885
Invesco NASDAQ Internet ETF
PNQI
$542M
| $10.9M | ﹤0.01% |
384,265
+6,670
| +2% | +$179K |
|
1886
PUT
PG&E
PCG
$37.9B
| $10.9M | ﹤0.01% |
999,700
-326,400
| -25% | -$2.8M |
|
|
CHI
1887
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
| $10.8M | ﹤0.01% |
986,162
+132,777
| +16% | +$1.43M |
|
|
MANT
1888
DELISTED
Mantech International Corp
MANT
| $10.8M | ﹤0.01% |
135,476
-2,000
| -1% | -$150K |
|
|
IBMK
1889
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
| $10.8M | ﹤0.01% |
412,678
-11,304
| -3% | -$296K |
|
1890
PUT
Southwest Airlines
LUV
$23.9B
| $10.8M | ﹤0.01% |
200,000
| – | – |
|
1891
Robert Half
RHI
$4.15B
| $10.8M | ﹤0.01% |
170,915
-95,672
| -36% | -$5.55M |
|
1892
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.77B
| $10.8M | ﹤0.01% |
273,519
+35,248
| +15% | +$1.36M |
|
1893
PUT
Colgate-Palmolive
CL
$74.4B
| $10.7M | ﹤0.01% |
156,000
+38,700
| +33% | +$2.64M |
|
1894
Barclays
BCS
$96B
| $10.7M | ﹤0.01% |
1,127,957
-64,838
| -5% | -$560K |
|
1895
CALL
Enbridge
ENB
$113B
| $10.7M | ﹤0.01% |
+270,000
| New | +$10.1M |
|
1896
Churchill Downs
CHDN
$6.02B
| $10.7M | ﹤0.01% |
156,480
+83,702
| +115% | +$5.45M |
|
1897
PUT
NIO
NIO
$11.7B
| $10.7M | ﹤0.01% |
+2,670,000
| New | +$5.37M |
|
|
XLRN
1898
DELISTED
Acceleron Pharma
XLRN
| $10.7M | ﹤0.01% |
201,759
-34,985
| -15% | -$1.6M |
|
1899
CALL
D.R. Horton
DHI
$42.4B
| $10.7M | ﹤0.01% |
202,400
+183,000
| +943% | +$9.77M |
|
1900
Cracker Barrel
CBRL
$1.31B
| $10.7M | ﹤0.01% |
69,361
+20,999
| +43% | +$3.3M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.