UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
PUT
KB Home
KBH
$3.61B
| $8.67M | ﹤0.01% |
+255,000
| New | +$7.14M |
|
|
DOCU
1877
PUT
DocuSign
DOCU
$11B
| $8.67M | ﹤0.01% |
140,000
+127,500
| +1,020% | +$6.68M |
|
1878
CALL
Ferrari
RACE
$71.5B
| $8.63M | ﹤0.01% |
56,000
-29,000
| -34% | -$4.63M |
|
|
EMBJ
1879
PUT
Embraer S.A. ADS
EMBJ
$13B
| $8.63M | ﹤0.01% |
500,000
| – | – |
|
1880
PUT
Colgate-Palmolive
CL
$74.4B
| $8.62M | ﹤0.01% |
117,300
+41,300
| +54% | +$3M |
|
1881
iShares Global Consumer Staples ETF
KXI
$1.07B
| $8.62M | ﹤0.01% |
157,189
+49,336
| +46% | +$2.66M |
|
1882
Gaotu Techedu
GOTU
$448M
| $8.61M | ﹤0.01% |
+562,541
| New | +$7.14M |
|
1883
PUT
Sony
SONY
$132B
| $8.6M | ﹤0.01% |
727,500
-572,500
| -44% | -$6.47M |
|
1884
Factset
FDS
$9.89B
| $8.59M | ﹤0.01% |
35,349
-6,588
| -16% | -$1.83M |
|
1885
CALL
Merck
MRK
$317B
| $8.59M | ﹤0.01% |
106,896
+75,142
| +237% | +$6.02M |
|
1886
PUT
Lyft
LYFT
$6.26B
| $8.58M | ﹤0.01% |
+210,000
| New | +$11.5M |
|
|
1887
CALL
Sony
SONY
$132B
| $8.57M | ﹤0.01% |
725,000
-575,000
| -44% | -$6.49M |
|
1888
CALL
Itaú Unibanco
ITUB
$90.5B
| $8.54M | ﹤0.01% |
1,394,944
+123,690
| +10% | +$803K |
|
1889
Mine Safety
MSA
$7.44B
| $8.53M | ﹤0.01% |
78,186
+5,673
| +8% | +$598K |
|
1890
POSCO
PKX
$16.6B
| $8.52M | ﹤0.01% |
180,648
+18,152
| +11% | +$852K |
|
1891
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
| $8.5M | ﹤0.01% |
284,933
-120,185
| -30% | -$3.73M |
|
1892
HubSpot
HUBS
$12.8B
| $8.5M | ﹤0.01% |
56,071
-226
| -0.4% | -$40.6K |
|
1893
Unifirst Corp
UNF
$5.24B
| $8.5M | ﹤0.01% |
43,566
-11,172
| -20% | -$2.16M |
|
1894
Carter's
CRI
$1.47B
| $8.49M | ﹤0.01% |
93,065
-4,243
| -4% | -$387K |
|
1895
CapForce IBD 50 ETF
FFTY
$82M
| $8.48M | ﹤0.01% |
262,943
+46,573
| +22% | +$1.59M |
|
1896
DNP Select Income Fund
DNP
$4.03B
| $8.48M | ﹤0.01% |
659,751
-16,774
| -2% | -$208K |
|
1897
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
| $8.48M | ﹤0.01% |
170,761
+1,147
| +0.7% | +$56.9K |
|
1898
PUT
Bilibili
BILI
$7.78B
| $8.47M | ﹤0.01% |
600,000
-250,000
| -29% | -$3.75M |
|
1899
First Industrial Realty Trust
FR
$8.51B
| $8.47M | ﹤0.01% |
214,147
+93,598
| +78% | +$3.59M |
|
1900
CALL
Twilio
TWLO
$29.3B
| $8.46M | ﹤0.01% |
+76,900
| New | +$9.97M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.