UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VR
1876
DELISTED
Validus Hold Ltd
VR
| $7.02M | ﹤0.01% |
142,729
-8,922
| -6% | -$453K |
|
|
XRLV
1877
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
| $7.01M | ﹤0.01% |
221,411
-9,965
| -4% | -$309K |
|
1878
CALL
Ecolab
ECL
$78B
| $7.01M | ﹤0.01% |
+54,500
| New | +$7.17M |
|
1879
VanEck Pharmaceutical ETF
PPH
$960M
| $6.98M | ﹤0.01% |
120,869
+14,931
| +14% | +$848K |
|
1880
ResMed
RMD
$30.4B
| $6.97M | ﹤0.01% |
90,613
+10,037
| +12% | +$768K |
|
1881
CALL
Vale
VALE
$63.4B
| $6.95M | ﹤0.01% |
690,000
+604,042
| +703% | +$6.08M |
|
1882
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
| $6.94M | ﹤0.01% |
152,046
-253,868
| -63% | -$11.8M |
|
1883
CALL
Mercado Libre
MELI
$95B
| $6.94M | ﹤0.01% |
+26,800
| New | +$7.1M |
|
1884
PUT
iShares MSCI South Korea ETF
EWY
$22B
| $6.91M | ﹤0.01% |
100,000
-550,000
| -85% | -$37.8M |
|
|
JOYY
1885
JOYY Inc
JOYY
$3.69B
| $6.9M | ﹤0.01% |
79,538
+28,803
| +57% | +$2.09M |
|
|
ONCE
1886
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
| $6.9M | ﹤0.01% |
77,401
+58,545
| +310% | +$4.45M |
|
1887
Mercury Insurance
MCY
$5.93B
| $6.9M | ﹤0.01% |
121,672
+55,849
| +85% | +$3.16M |
|
1888
PUT
Williams-Sonoma
WSM
$27.3B
| $6.9M | ﹤0.01% |
276,600
+266,600
| +2,666% | +$6.2M |
|
1889
CALL
US Bancorp
USB
$98.3B
| $6.89M | ﹤0.01% |
128,500
+119,400
| +1,312% | +$6.25M |
|
|
JTD
1890
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $6.86M | ﹤0.01% |
407,475
+17,078
| +4% | +$278K |
|
|
DATA
1891
DELISTED
Tableau Software, Inc.
DATA
| $6.85M | ﹤0.01% |
91,449
-20,599
| -18% | -$1.43M |
|
1892
Western Alliance Bancorporation
WAL
$8.84B
| $6.85M | ﹤0.01% |
128,978
+59,579
| +86% | +$2.92M |
|
1893
ArcelorMittal
MT
$52.7B
| $6.85M | ﹤0.01% |
265,745
-13,901
| -5% | -$360K |
|
1894
Assurant
AIZ
$14B
| $6.84M | ﹤0.01% |
71,626
+10,471
| +17% | +$1.05M |
|
1895
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.61B
| $6.84M | ﹤0.01% |
110,156
-6,767
| -6% | -$418K |
|
|
KMF
1896
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $6.83M | ﹤0.01% |
464,606
-14,914
| -3% | -$214K |
|
1897
CALL
Biogen
BIIB
$30.3B
| $6.83M | ﹤0.01% |
+21,800
| New | +$6.46M |
|
1898
KraneShares CSI China Internet ETF
KWEB
$5.61B
| $6.83M | ﹤0.01% |
119,920
+118,888
| +11,520% | +$6.48M |
|
1899
Gentex
GNTX
$4.97B
| $6.83M | ﹤0.01% |
344,695
-111,159
| -24% | -$2.02M |
|
1900
Invesco Zacks Mid-Cap ETF
CZA
$189M
| $6.81M | ﹤0.01% |
108,306
+4,163
| +4% | +$256K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.