UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
Bankunited
BKU
$3.37B
| $6.25M | ﹤0.01% |
165,776
-14,961
| -8% | -$498K |
|
|
SRCI
1877
CALL
DELISTED
SRC Energy Inc
SRCI
| $6.24M | ﹤0.01% |
700,000
+238,000
| +52% | +$1.94M |
|
1878
Universal Corp
UVV
$1.31B
| $6.24M | ﹤0.01% |
97,809
+62,885
| +180% | +$3.59M |
|
1879
Paycom
PAYC
$7.64B
| $6.24M | ﹤0.01% |
137,068
+57,223
| +72% | +$2.66M |
|
|
TSRO
1880
DELISTED
TESARO, Inc.
TSRO
| $6.23M | ﹤0.01% |
46,356
+7,072
| +18% | +$892K |
|
1881
Banc of California
BANC
$3.03B
| $6.22M | ﹤0.01% |
358,415
+176,795
| +97% | +$2.71M |
|
|
TVTY
1882
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $6.21M | ﹤0.01% |
273,213
+45,310
| +20% | +$1.07M |
|
1883
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
| $6.21M | ﹤0.01% |
288,037
-4,281
| -1% | -$95.8K |
|
1884
Norwegian Cruise Line
NCLH
$8.51B
| $6.2M | ﹤0.01% |
145,845
-30,061
| -17% | -$1.2M |
|
|
RSX
1885
PUT
DELISTED
VanEck Russia ETF
RSX
| $6.19M | ﹤0.01% |
291,900
| – | – |
|
|
TPC
1886
Tutor Perini Cor
TPC
$4.41B
| $6.19M | ﹤0.01% |
221,020
-24,481
| -10% | -$593K |
|
1887
iShares Core S&P US Value ETF
IUSV
$27.2B
| $6.18M | ﹤0.01% |
125,864
+5,783
| +5% | +$273K |
|
1888
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$429M
| $6.18M | ﹤0.01% |
152,996
+14,068
| +10% | +$543K |
|
1889
PUT
Fortis
FTS
$29B
| $6.18M | ﹤0.01% |
+200,000
| New | +$6.21M |
|
1890
Invesco Dorsey Wright Energy Momentum ETF
PXI
$60.7M
| $6.17M | ﹤0.01% |
141,883
+127,236
| +869% | +$5.37M |
|
1891
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
| $6.17M | ﹤0.01% |
264,750
+3,754
| +1% | +$86.7K |
|
1892
Cheesecake Factory
CAKE
$5.04B
| $6.17M | ﹤0.01% |
102,986
+20,492
| +25% | +$1.16M |
|
|
BWLD
1893
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $6.17M | ﹤0.01% |
39,926
+4,869
| +14% | +$757K |
|
|
AUY
1894
DELISTED
Yamana Gold, Inc.
AUY
| $6.16M | ﹤0.01% |
2,192,326
-203,187
| -8% | -$664K |
|
1895
CALL
iShares US Real Estate ETF
IYR
$4.66B
| $6.16M | ﹤0.01% |
80,000
-916,600
| -92% | -$69.6M |
|
1896
CALL
Lam Research
LRCX
$367B
| $6.13M | ﹤0.01% |
580,000
| – | – |
|
1897
PUT
Applied Materials
AMAT
$403B
| $6.13M | ﹤0.01% |
190,000
| – | – |
|
|
IST
1898
DELISTED
SPDR S&P International Telecommunications Sector
IST
| $6.13M | ﹤0.01% |
270,377
+255,838
| +1,760% | +$5.87M |
|
|
BCV
1899
Bancroft Fund
BCV
$133M
| $6.13M | ﹤0.01% |
302,615
+18,852
| +7% | +$384K |
|
|
FSD
1900
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $6.12M | ﹤0.01% |
380,866
+35,254
| +10% | +$550K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.