UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATC
1851
DELISTED
Atotech Limited
ATC
| $12.8M | ﹤0.01% |
531,274
+528,574
| +19,577% | +$12.7M |
|
1852
CALL
Yum China
YUMC
$16.3B
| $12.8M | ﹤0.01% |
219,539
+33,400
| +18% | +$2.05M |
|
1853
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
| $12.8M | ﹤0.01% |
425,562
+31,650
| +8% | +$961K |
|
1854
CALL
Freeport-McMoran
FCX
$97.5B
| $12.7M | ﹤0.01% |
391,000
-175,900
| -31% | -$6.19M |
|
1855
Allegion
ALLE
$14.4B
| $12.7M | ﹤0.01% |
96,151
+20,462
| +27% | +$2.84M |
|
1856
Chewy
CHWY
$9.63B
| $12.7M | ﹤0.01% |
186,507
-1,828
| -1% | -$151K |
|
1857
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
| $12.7M | ﹤0.01% |
482,840
+281,388
| +140% | +$7.44M |
|
1858
iShares MSCI World ETF
URTH
$8.27B
| $12.7M | ﹤0.01% |
100,266
+6,738
| +7% | +$874K |
|
1859
Hess Midstream
HESM
$5.11B
| $12.7M | ﹤0.01% |
448,951
-8,847
| -2% | -$224K |
|
1860
PVH
PVH
$4.04B
| $12.7M | ﹤0.01% |
123,175
+64,366
| +109% | +$6.93M |
|
|
ETWO
1861
DELISTED
E2open Parent Holdings
ETWO
| $12.6M | ﹤0.01% |
1,116,106
-202,840
| -15% | -$2.28M |
|
1862
Donaldson
DCI
$11.4B
| $12.6M | ﹤0.01% |
219,264
-8,347
| -4% | -$538K |
|
1863
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
| $12.6M | ﹤0.01% |
407,830
-37,811
| -8% | -$1.21M |
|
1864
Blackstone Mortgage Trust
BXMT
$2.38B
| $12.6M | ﹤0.01% |
414,508
-13,566
| -3% | -$431K |
|
1865
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
| $12.6M | ﹤0.01% |
140,000
+3,000
| +2% | +$273K |
|
1866
CALL
TAL Education Group
TAL
$6.87B
| $12.5M | ﹤0.01% |
2,589,600
-1,104,300
| -30% | -$9.8M |
|
1867
CALL
Las Vegas Sands
LVS
$29.6B
| $12.5M | ﹤0.01% |
342,400
-2,081,200
| -86% | -$89.3M |
|
1868
Franklin US Low Volatility High Dividend Index ETF
LVHD
$624M
| $12.5M | ﹤0.01% |
347,909
+1,650
| +0.5% | +$61.4K |
|
1869
Toyota
TM
$225B
| $12.5M | ﹤0.01% |
70,328
-3,638
| -5% | -$649K |
|
1870
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
| $12.5M | ﹤0.01% |
417,484
-5,041
| -1% | -$152K |
|
1871
Federal Realty Investment Trust
FRT
$10.3B
| $12.4M | ﹤0.01% |
105,041
+1,695
| +2% | +$201K |
|
1872
Brown & Brown
BRO
$23.9B
| $12.4M | ﹤0.01% |
223,124
-241,707
| -52% | -$13.5M |
|
1873
Invesco CEF Income Composite ETF
PCEF
$814M
| $12.4M | ﹤0.01% |
516,066
+30,189
| +6% | +$737K |
|
1874
Wabtec
WAB
$49.3B
| $12.3M | ﹤0.01% |
142,994
+10,857
| +8% | +$935K |
|
1875
PUT
Consolidated Edison
ED
$39.8B
| $12.3M | ﹤0.01% |
169,600
+147,200
| +657% | +$11M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.